UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5051
Haverty Furniture Companies
HVT
$444M
| $302K | ﹤0.01% |
10,495
-6,139
| -37% | -$196K |
|
5052
First Bancorp
FBNC
$2.74B
| $302K | ﹤0.01% |
10,715
-4,851
| -31% | -$149K |
|
|
ZEUS
5053
DELISTED
Olympic Steel
ZEUS
| $301K | ﹤0.01% |
5,347
-1,525
| -22% | -$78.8K |
|
|
ARIS
5054
DELISTED
Aris Water Solutions
ARIS
| $300K | ﹤0.01% |
30,043
+23,155
| +336% | +$247K |
|
|
AIF
5055
DELISTED
Apollo Tactical Income Fund Inc.
AIF
| $299K | ﹤0.01% |
22,347
-813
| -4% | -$10.6K |
|
5056
Tilray
TLRY
$625M
| $299K | ﹤0.01% |
12,498
+11,251
| +902% | +$266K |
|
5057
Invesco New York AMT-Free Municipal Bond ETF
PZT
$139M
| $298K | ﹤0.01% |
14,045
-9,737
| -41% | -$217K |
|
5058
IAMGOLD
IAG
$10.5B
| $298K | ﹤0.01% |
138,453
-25,803
| -16% | -$63.5K |
|
|
SHCO
5059
DELISTED
Soho House & Co
SHCO
| $298K | ﹤0.01% |
42,941
+24,099
| +128% | +$155K |
|
5060
iShares MSCI Japan Value ETF
EWJV
$755M
| $296K | ﹤0.01% |
10,378
-240
| -2% | -$6.76K |
|
5061
John Wiley & Sons Class B
WLYB
$2.61B
| $296K | ﹤0.01% |
7,924
+124
| +2% | +$4.37K |
|
5062
PUT
Warby Parker
WRBY
$3.17B
| $296K | ﹤0.01% |
22,500
| – | – |
|
|
SLCA
5063
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $296K | ﹤0.01% |
21,049
-57,161
| -73% | -$747K |
|
|
BKN
5064
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $295K | ﹤0.01% |
29,184
-272
| -0.9% | -$3.04K |
|
5065
Banc of California
BANC
$3.11B
| $295K | ﹤0.01% |
23,836
+7,228
| +44% | +$92K |
|
5066
First Trust Dividend Strength ETF
FTDS
$39.8M
| $294K | ﹤0.01% |
7,004
+333
| +5% | +$14.4K |
|
5067
Pricesmart
PSMT
$5.51B
| $293K | ﹤0.01% |
3,942
-18,070
| -82% | -$1.4M |
|
|
DAWN
5068
DELISTED
Day One Biopharmaceuticals
DAWN
| $293K | ﹤0.01% |
23,881
+11,338
| +90% | +$148K |
|
5069
Thryv Holdings
THRY
$95.5M
| $293K | ﹤0.01% |
15,603
-26,057
| -63% | -$578K |
|
|
PENG
5070
Penguin Solutions Inc
PENG
$3.17B
| $293K | ﹤0.01% |
12,022
-25,353
| -68% | -$640K |
|
5071
Metropolitan Bank Holding Corp
MCB
$1.16B
| $293K | ﹤0.01% |
8,066
+8,029
| +21,700% | +$328K |
|
|
TRST
5072
Trustco Bank Corp NY
TRST
$975M
| $293K | ﹤0.01% |
10,720
-3,424
| -24% | -$98.7K |
|
5073
Bank of Marin Bancorp
BMRC
$457M
| $292K | ﹤0.01% |
15,970
+3,532
| +28% | +$68.2K |
|
|
BCOV
5074
DELISTED
Brightcove, Inc.
BCOV
| $291K | ﹤0.01% |
88,571
+63,833
| +258% | +$246K |
|
5075
Farmers National Banc Corp
FMNB
$965M
| $291K | ﹤0.01% |
25,195
-718
| -3% | -$9.17K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.