UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5026
PUT
American Electric Power
AEP
$68.5B
| $308K | ﹤0.01% |
4,100
+500
| +14% | +$40.7K |
|
|
VRE
5027
DELISTED
Veris Residential
VRE
| $308K | ﹤0.01% |
18,673
-41,461
| -69% | -$730K |
|
5028
Alpha and Omega Semiconductor
AOSL
$911M
| $308K | ﹤0.01% |
10,318
-7,053
| -41% | -$219K |
|
|
DHIL
5029
DELISTED
Diamond Hill
DHIL
| $307K | ﹤0.01% |
1,824
-480
| -21% | -$82.9K |
|
5030
Harmony Gold Mining
HMY
$12.1B
| $307K | ﹤0.01% |
81,738
-69,566
| -46% | -$287K |
|
5031
Johnson Outdoors
JOUT
$501M
| $307K | ﹤0.01% |
5,608
+1,301
| +30% | +$73.8K |
|
5032
Ingevity
NGVT
$2.6B
| $307K | ﹤0.01% |
6,440
-24,802
| -79% | -$1.35M |
|
5033
Agilysys
AGYS
$3.2B
| $307K | ﹤0.01% |
4,633
-10,955
| -70% | -$760K |
|
5034
Pilgrim's Pride
PPC
$6.61B
| $306K | ﹤0.01% |
13,412
-42,700
| -76% | -$1.04M |
|
5035
CALL
Nomad Foods
NOMD
$1.66B
| $306K | ﹤0.01% |
+20,100
| New | +$348K |
|
|
TEN
5036
Tsakos Energy Navigation Ltd
TEN
$1.25B
| $306K | ﹤0.01% |
14,708
+9,172
| +166% | +$182K |
|
5037
United States Gasoline Fund
UGA
$138M
| $306K | ﹤0.01% |
4,515
+3,200
| +243% | +$225K |
|
|
CHUY
5038
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $305K | ﹤0.01% |
8,567
-9,505
| -53% | -$365K |
|
5039
Castle Biosciences
CSTL
$917M
| $305K | ﹤0.01% |
18,041
+736
| +4% | +$12.9K |
|
5040
CALL
Viatris
VTRS
$18.6B
| $305K | ﹤0.01% |
30,900
-10,000
| -24% | -$104K |
|
|
SBDS
5041
DELISTED
Solo Brands Inc
SBDS
| $305K | ﹤0.01% |
1,493
+1,096
| +276% | +$239K |
|
5042
iShares Global Timber & Forestry ETF
WOOD
$269M
| $305K | ﹤0.01% |
4,114
+79
| +2% | +$5.83K |
|
|
DNMR
5043
DELISTED
Danimer Scientific, Inc.
DNMR
| $304K | ﹤0.01% |
3,675
-173
| -4% | -$15.7K |
|
|
INFA
5044
DELISTED
Informatica
INFA
| $304K | ﹤0.01% |
14,437
+14,233
| +6,977% | +$284K |
|
5045
Bar Harbor Bankshares
BHB
$677M
| $304K | ﹤0.01% |
12,871
-1,968
| -13% | -$49.6K |
|
5046
Employers Holdings
EIG
$874M
| $304K | ﹤0.01% |
7,600
-11,458
| -60% | -$443K |
|
5047
Walker & Dunlop
WD
$1.46B
| $303K | ﹤0.01% |
4,084
-67,344
| -94% | -$5.69M |
|
5048
Emergent Biosolutions
EBS
$237M
| $303K | ﹤0.01% |
89,167
-120,384
| -57% | -$667K |
|
5049
Ternium
TX
$10.6B
| $303K | ﹤0.01% |
7,593
+119
| +2% | +$4.91K |
|
|
GPMT
5050
Granite Point Mortgage Trust
GPMT
$57.4M
| $302K | ﹤0.01% |
61,932
-64,333
| -51% | -$346K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.