UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5001
Amerant Bancorp
AMTB
$1.14B
| $319K | ﹤0.01% |
18,311
+3,885
| +27% | +$74.2K |
|
5002
Planet Labs
PL
$8.82B
| $319K | ﹤0.01% |
122,710
-82,843
| -40% | -$263K |
|
|
B
5003
DELISTED
Barnes Group Inc.
B
| $319K | ﹤0.01% |
9,387
-36,111
| -79% | -$1.4M |
|
|
CTV
5004
DELISTED
Innovid Corp.
CTV
| $319K | ﹤0.01% |
249,074
+459
| +0.2% | +$537 |
|
5005
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$884M
| $319K | ﹤0.01% |
14,886
-589
| -4% | -$12.7K |
|
5006
Costamare
CMRE
$1.76B
| $319K | ﹤0.01% |
33,118
+380
| +1% | +$3.87K |
|
|
HIE
5007
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $318K | ﹤0.01% |
32,080
-4,738
| -13% | -$47.9K |
|
5008
Enel Chile
ENIC
$6.18B
| $317K | ﹤0.01% |
107,169
+99,640
| +1,323% | +$327K |
|
5009
Exagen
XGN
$161M
| $317K | ﹤0.01% |
130,833
| – | – |
|
5010
AnaptysBio
ANAB
$1.71B
| $316K | ﹤0.01% |
17,586
-17,611
| -50% | -$336K |
|
|
TBRG
5011
DELISTED
TruBridge
TBRG
| $315K | ﹤0.01% |
19,784
-4,788
| -19% | -$97.6K |
|
5012
CAE Inc. Common Shares
CAE
$8.42B
| $315K | ﹤0.01% |
13,504
-14,828
| -52% | -$343K |
|
5013
Ultrapar
UGP
$6.47B
| $315K | ﹤0.01% |
85,894
-28,433
| -25% | -$108K |
|
|
BBUC
5014
Brookfield Business Corp Class A Subordinate Voting Shares
BBUC
$6.08B
| $315K | ﹤0.01% |
17,435
-1,921
| -10% | -$36.9K |
|
|
PLYA
5015
DELISTED
Playa Hotels & Resorts
PLYA
| $315K | ﹤0.01% |
43,529
+21,863
| +101% | +$167K |
|
5016
QuickLogic
QUIK
$233M
| $314K | ﹤0.01% |
36,544
-1,911
| -5% | -$16.1K |
|
|
CGAU
5017
Centerra Gold
CGAU
$4.21B
| $314K | ﹤0.01% |
64,067
+14,030
| +28% | +$82.1K |
|
|
CFB
5018
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
| $313K | ﹤0.01% |
31,022
+5,133
| +20% | +$55.9K |
|
|
BGH
5019
Barings Global Short Duration High Yield Fund
BGH
$286M
| $313K | ﹤0.01% |
24,621
+4,521
| +22% | +$59.9K |
|
5020
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$368M
| $312K | ﹤0.01% |
10,556
-2,419
| -19% | -$75.1K |
|
|
IBHD
5021
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
| $311K | ﹤0.01% |
13,403
+10,459
| +355% | +$242K |
|
5022
Weyco Group
WEYS
$433M
| $310K | ﹤0.01% |
12,234
+138
| +1% | +$3.66K |
|
5023
Garrett Motion
GTX
$5.43B
| $310K | ﹤0.01% |
39,342
-129,180
| -77% | -$995K |
|
5024
Immatics
IMTX
$1.29B
| $310K | ﹤0.01% |
26,748
+22,248
| +494% | +$266K |
|
5025
AngioDynamics
ANGO
$645M
| $309K | ﹤0.01% |
42,213
+16,256
| +63% | +$135K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.