UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Biogen
BIIB
$30.5B
| $108M | 0.04% |
419,798
+27,066
| +7% | +$7.24M |
|
477
CALL
Walmart Inc
WMT
$892B
| $107M | 0.04% |
2,015,700
-312,000
| -13% | -$16.6M |
|
478
Fortrea Holdings
FTRE
$1.68B
| $107M | 0.04% |
3,758,249
+3,758,180
| +5,446,638% | +$111M |
|
479
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
| $107M | 0.04% |
6,363,876
+1,557,412
| +32% | +$26.6M |
|
480
PUT
Capri Holdings
CPRI
$1.7B
| $107M | 0.04% |
2,026,600
-122,100
| -6% | -$5.54M |
|
481
Prudential Financial
PRU
$41.9B
| $107M | 0.04% |
1,122,692
-43,011
| -4% | -$4.07M |
|
482
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
| $106M | 0.04% |
1,534,907
+28,189
| +2% | +$2.03M |
|
483
Progressive
PGR
$125B
| $106M | 0.04% |
761,684
-127,713
| -14% | -$16.8M |
|
484
CALL
Adobe
ADBE
$103B
| $106M | 0.04% |
207,622
+72,980
| +54% | +$38.3M |
|
485
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
| $105M | 0.04% |
713,200
+441,100
| +162% | +$63.2M |
|
486
Fidelity Total Bond ETF
FBND
$27.2B
| $105M | 0.04% |
2,421,460
+216,582
| +10% | +$9.68M |
|
487
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $105M | 0.04% |
1,433,200
+86,575
| +6% | +$6.92M |
|
488
Shell
SHEL
$248B
| $104M | 0.04% |
1,621,876
+172,922
| +12% | +$10.8M |
|
489
John Hancock Multifactor Mid Cap ETF
JHMM
$6.06B
| $104M | 0.04% |
2,203,709
+135,488
| +7% | +$6.72M |
|
490
Archer Daniels Midland
ADM
$37.4B
| $104M | 0.04% |
1,373,771
+402,477
| +41% | +$32.6M |
|
491
PUT
Regeneron Pharmaceuticals
REGN
$79.5B
| $104M | 0.04% |
125,800
+21,800
| +21% | +$17.1M |
|
|
492
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $103M | 0.04% |
1,414,100
-357,200
| -20% | -$28.5M |
|
493
PUT
SPDR Gold Trust
GLD
$138B
| $103M | 0.04% |
600,000
+405,500
| +208% | +$72.5M |
|
494
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
| $103M | 0.04% |
2,958,232
+124,434
| +4% | +$4.37M |
|
495
Ford
F
$55B
| $103M | 0.04% |
8,260,825
-2,106,175
| -20% | -$27.3M |
|
496
Moderna
MRNA
$21.5B
| $103M | 0.04% |
993,012
+256,471
| +35% | +$28.6M |
|
497
PUT
lululemon athletica
LULU
$14.2B
| $102M | 0.04% |
264,500
+211,600
| +400% | +$80.8M |
|
498
CALL
Micron Technology
MU
$996B
| $102M | 0.04% |
1,498,687
+328,633
| +28% | +$22M |
|
499
Devon Energy
DVN
$47.4B
| $102M | 0.04% |
2,132,425
-295,753
| -12% | -$14.9M |
|
500
Synopsys
SNPS
$77.7B
| $100M | 0.03% |
218,240
-9,249
| -4% | -$4.14M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.