UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
iShares US Real Estate ETF
IYR
$4.63B
| $120M | 0.04% |
1,171,529
+125,171
| +12% | +$13.3M |
|
477
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $120M | 0.04% |
1,611,903
-185,028
| -10% | -$14.1M |
|
478
Delta Air Lines
DAL
$60.5B
| $120M | 0.04% |
2,808,245
+1,260,124
| +81% | +$51.4M |
|
479
Southwest Airlines
LUV
$23B
| $120M | 0.04% |
2,324,150
-360,912
| -13% | -$18.2M |
|
480
HDFC Bank
HDB
$122B
| $119M | 0.04% |
3,248,108
+350,538
| +12% | +$13M |
|
481
Quanta Services
PWR
$100B
| $119M | 0.04% |
1,041,913
+73,993
| +8% | +$7.42M |
|
482
CALL
Netflix
NFLX
$307B
| $118M | 0.04% |
1,932,960
+393,150
| +26% | +$21.6M |
|
483
PUT
Baidu
BIDU
$37.1B
| $117M | 0.04% |
759,300
+92,600
| +14% | +$15.2M |
|
484
PUT
General Motors
GM
$76.3B
| $116M | 0.04% |
2,209,800
-583,700
| -21% | -$31M |
|
|
XYZ
485
CALL
Block Inc
XYZ
$47B
| $116M | 0.04% |
485,153
+248,353
| +105% | +$63.8M |
|
486
PUT
Kraft Heinz
KHC
$29.6B
| $116M | 0.04% |
3,144,084
+266,309
| +9% | +$10M |
|
487
General Dynamics
GD
$105B
| $116M | 0.04% |
590,513
-40,982
| -6% | -$8.02M |
|
488
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
| $116M | 0.04% |
1,148,105
+80,526
| +8% | +$8.13M |
|
489
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
| $116M | 0.04% |
1,924,070
-75,731
| -4% | -$4.6M |
|
490
DuPont de Nemours
DD
$19.5B
| $115M | 0.04% |
1,352,812
-115,842
| -8% | -$10.7M |
|
491
PUT
MetLife
MET
$64.3B
| $115M | 0.04% |
1,867,910
+225,000
| +14% | +$13.5M |
|
492
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
| $114M | 0.04% |
1,156,385
+102,786
| +10% | +$10.4M |
|
493
Trane Technologies
TT
$105B
| $114M | 0.04% |
659,074
-42,522
| -6% | -$8.18M |
|
494
PUT
American Airlines Group
AAL
$10.6B
| $113M | 0.04% |
5,502,177
+1,089,900
| +25% | +$22.1M |
|
495
Cummins
CMI
$88.7B
| $113M | 0.04% |
502,445
-23,203
| -4% | -$5.44M |
|
496
W.P. Carey
WPC
$16.4B
| $111M | 0.03% |
1,545,698
-131,715
| -8% | -$10M |
|
497
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
| $110M | 0.03% |
4,101,598
+347,989
| +9% | +$9.49M |
|
498
Olin
OLN
$2.14B
| $110M | 0.03% |
2,282,092
+675,883
| +42% | +$31.5M |
|
499
Marriott International
MAR
$93.8B
| $110M | 0.03% |
742,992
+202,535
| +37% | +$28.3M |
|
500
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
| $110M | 0.03% |
5,227,073
+1,571,630
| +43% | +$31.5M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.