UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Prudential Financial
PRU
$42.8B
| $92.5M | 0.03% |
986,749
-20,936
| -2% | -$1.92M |
|
477
CALL
Micron Technology
MU
$926B
| $92.4M | 0.03% |
1,717,408
+88,988
| +5% | +$4.25M |
|
478
Corteva
CTVA
$51.6B
| $92.2M | 0.03% |
3,118,572
-2,024,702
| -39% | -$53.6M |
|
479
Roper Technologies
ROP
$38.9B
| $92M | 0.03% |
259,826
+52,223
| +25% | +$18M |
|
480
CALL
MetLife
MET
$61.8B
| $91.9M | 0.03% |
1,802,800
+1,543,800
| +596% | +$74.5M |
|
481
Global X MLP ETF
MLPA
$2.28B
| $91.8M | 0.03% |
1,942,418
+440,668
| +29% | +$20.6M |
|
482
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.85B
| $91.8M | 0.03% |
2,599,720
-121,712
| -4% | -$4.2M |
|
483
Kraft Heinz
KHC
$31.1B
| $91.4M | 0.03% |
2,845,008
+677,380
| +31% | +$20.5M |
|
484
Sempra
SRE
$57.5B
| $91.4M | 0.03% |
1,206,900
+607,062
| +101% | +$44.5M |
|
485
iShares Core Universal USD Bond ETF
IUSB
$42.9B
| $91.3M | 0.03% |
1,752,381
+98,615
| +6% | +$5.15M |
|
486
CALL
Marriott International
MAR
$90.8B
| $90.9M | 0.03% |
600,100
| – | – |
|
487
CALL
Coca-Cola
KO
$373B
| $90.7M | 0.03% |
1,638,100
+929,600
| +131% | +$50M |
|
488
Enbridge
ENB
$118B
| $90.5M | 0.03% |
2,275,906
+80,512
| +4% | +$3.01M |
|
|
PPLI
489
People Inc
PPLI
$3.18B
| $90.2M | 0.03% |
2,025,364
-629,690
| -24% | -$25.4M |
|
490
General Dynamics
GD
$103B
| $90.1M | 0.03% |
510,779
-3,400
| -0.7% | -$610K |
|
491
Analog Devices
ADI
$176B
| $89.5M | 0.03% |
753,021
+264,714
| +54% | +$29.8M |
|
492
Johnson Controls International
JCI
$88.9B
| $89.1M | 0.03% |
2,189,759
+543,316
| +33% | +$22.9M |
|
493
Northrop Grumman
NOC
$77.4B
| $89.1M | 0.03% |
259,036
+36,163
| +16% | +$12.7M |
|
494
iShares Core S&P US Value ETF
IUSV
$27.3B
| $88.8M | 0.03% |
1,408,474
+104,054
| +8% | +$6.27M |
|
495
First Trust Managed Municipal ETF
FMB
$2.05B
| $88.6M | 0.03% |
1,594,675
+65,512
| +4% | +$3.63M |
|
496
First Trust Capital Strength ETF
FTCS
$7.83B
| $88.6M | 0.03% |
1,467,523
+28,143
| +2% | +$1.64M |
|
497
CALL
CVS Health
CVS
$134B
| $88.5M | 0.03% |
1,191,200
-587,500
| -33% | -$41.3M |
|
498
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
| $88.4M | 0.03% |
2,875,840
+113,927
| +4% | +$3.5M |
|
499
PUT
GE Aerospace
GE
$378B
| $88.2M | 0.03% |
1,585,029
+295,738
| +23% | +$15.3M |
|
500
iShares US Medical Devices ETF
IHI
$3.34B
| $88M | 0.03% |
1,997,832
+55,116
| +3% | +$2.32M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.