UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
| $61.1M | 0.03% |
1,494,567
+152,997
| +11% | +$6.1M |
|
477
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
| $61M | 0.03% |
2,411,149
-159,258
| -6% | -$4.03M |
|
478
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$105M
| $60.7M | 0.03% |
2,706,897
+233,306
| +9% | +$5.21M |
|
479
Teva Pharmaceuticals
TEVA
$41.2B
| $60.4M | 0.03% |
1,881,434
+366,743
| +24% | +$12.5M |
|
480
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
| $60.3M | 0.03% |
2,068,312
+358,376
| +21% | +$10.2M |
|
481
Vanguard Energy ETF
VDE
$9.97B
| $60.3M | 0.03% |
623,714
+27,209
| +5% | +$2.72M |
|
482
Under Armour
UAA
$2.91B
| $60.1M | 0.03% |
3,037,169
+964,302
| +47% | +$22.5M |
|
483
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
| $59.8M | 0.03% |
2,077,196
+71,299
| +4% | +$2.04M |
|
484
International Paper
IP
$22.8B
| $59.6M | 0.03% |
1,240,464
-89,454
| -7% | -$4.48M |
|
|
VER
485
DELISTED
VEREIT, Inc.
VER
| $59.6M | 0.03% |
1,404,841
-491,763
| -26% | -$21.2M |
|
486
Emerson Electric
EMR
$83.3B
| $59.6M | 0.03% |
995,176
+29,852
| +3% | +$1.78M |
|
487
Texas Pacific Land
TPL
$27.2B
| $59.5M | 0.03% |
1,913,949
-183,456
| -9% | -$6.17M |
|
488
Stanley Black & Decker
SWK
$14.9B
| $59.5M | 0.03% |
447,479
+3,606
| +0.8% | +$452K |
|
489
CALL
Newmont
NEM
$101B
| $59.4M | 0.03% |
1,802,700
-348,800
| -16% | -$12.2M |
|
490
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $59.4M | 0.03% |
676,700
+11,700
| +2% | +$1.02M |
|
491
Calamos Strategic Total Return Fund
CSQ
$3.21B
| $59.4M | 0.03% |
5,319,102
+2,052,503
| +63% | +$22.4M |
|
|
TEP
492
DELISTED
Tallgrass Energy Partners, LP
TEP
| $59.4M | 0.03% |
1,115,641
+66,804
| +6% | +$3.42M |
|
493
Mattel
MAT
$4.42B
| $59.3M | 0.03% |
2,315,084
+1,065,662
| +85% | +$28.5M |
|
494
iShares Russell Top 200 Value ETF
IWX
$3.96B
| $59M | 0.03% |
1,224,190
-35,502
| -3% | -$1.71M |
|
495
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
| $58.9M | 0.03% |
712,524
+56,257
| +9% | +$4.5M |
|
496
PUT
Freeport-McMoran
FCX
$91.2B
| $58.7M | 0.03% |
4,396,600
+2,957,600
| +206% | +$42.5M |
|
497
Rithm Capital
RITM
$5.51B
| $58.5M | 0.03% |
3,444,989
+801,523
| +30% | +$13.1M |
|
498
Royal Bank of Canada
RY
$292B
| $58.5M | 0.03% |
802,224
-111,999
| -12% | -$8.11M |
|
499
Herbalife
HLF
$1.29B
| $58.2M | 0.03% |
2,003,366
+1,995,466
| +25,259% | +$55.5M |
|
500
CALL
Salesforce
CRM
$148B
| $58.2M | 0.03% |
705,400
+463,300
| +191% | +$37M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.