UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
CALL
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $58.3M | 0.03% |
+533,333
| New | +$58.1M |
|
|
EVV
477
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $57.8M | 0.03% |
4,210,927
-156,538
| -4% | -$2.1M |
|
478
PUT
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.68B
| $57.7M | 0.03% |
1,050,000
+900,000
| +600% | +$51.9M |
|
479
CALL
Citigroup
C
$222B
| $57.6M | 0.03% |
969,811
+336,746
| +53% | +$18.2M |
|
480
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $57.6M | 0.03% |
665,000
-827,700
| -55% | -$71.3M |
|
481
iShares MSCI South Korea ETF
EWY
$21.9B
| $57.4M | 0.03% |
1,079,256
+410,554
| +61% | +$22.4M |
|
482
PUT
Marathon Petroleum
MPC
$92.4B
| $57.4M | 0.03% |
1,140,000
| – | – |
|
483
LyondellBasell Industries
LYB
$20B
| $57.3M | 0.03% |
668,360
-110,592
| -14% | -$9.28M |
|
484
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
| $57.3M | 0.03% |
831,100
-72,100
| -8% | -$5.01M |
|
485
PUT
Visa
V
$684B
| $57.2M | 0.03% |
732,600
+219,900
| +43% | +$17.7M |
|
|
EEP
486
DELISTED
Enbridge Energy Partners
EEP
| $57.1M | 0.03% |
2,242,267
-3,540
| -0.2% | -$86.3K |
|
487
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.5B
| $56.9M | 0.03% |
2,177,998
+535,585
| +33% | +$13.6M |
|
488
CALL
General Motors
GM
$80.4B
| $56.8M | 0.03% |
1,629,965
+1,397,865
| +602% | +$47M |
|
489
Micron Technology
MU
$930B
| $56.8M | 0.03% |
2,589,241
-721,104
| -22% | -$13.5M |
|
490
Phillips 66
PSX
$84.9B
| $56.6M | 0.03% |
655,305
-60,007
| -8% | -$4.99M |
|
491
CALL
CNX Resources
CNX
$5.3B
| $56.4M | 0.03% |
+3,711,480
| New | +$58.6M |
|
|
DNKN
492
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $56.2M | 0.03% |
1,071,262
-114,339
| -10% | -$5.89M |
|
493
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $56.1M | 0.03% |
1,085,000
-89,300
| -8% | -$4.63M |
|
494
Deere & Co
DE
$160B
| $56M | 0.03% |
543,724
-37,911
| -7% | -$3.56M |
|
495
Annaly Capital Management
NLY
$17.1B
| $56M | 0.03% |
1,403,824
-236,988
| -14% | -$9.64M |
|
496
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
| $55.7M | 0.03% |
2,005,897
+77,716
| +4% | +$2.11M |
|
497
CALL
Goldman Sachs
GS
$300B
| $55.4M | 0.03% |
231,400
+108,200
| +88% | +$22M |
|
498
PUT
Eli Lilly
LLY
$1.02T
| $55.2M | 0.03% |
750,300
+665,100
| +781% | +$49.5M |
|
499
CALL
Walt Disney
DIS
$167B
| $55.1M | 0.03% |
528,800
-565,200
| -52% | -$55.1M |
|
500
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $55.1M | 0.03% |
1,267,400
+358,311
| +39% | +$13.8M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.