UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
| $57M | 0.03% |
830,758
+68,782
| +9% | +$4.64M |
|
477
PUT
Goldman Sachs
GS
$300B
| $56.8M | 0.03% |
352,000
+152,200
| +76% | +$24.7M |
|
478
CALL
iShares China Large-Cap ETF
FXI
$4.37B
| $56.6M | 0.03% |
1,488,100
+191,500
| +15% | +$7.02M |
|
479
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
| $56.5M | 0.03% |
2,232,939
+214,820
| +11% | +$5.35M |
|
480
PUT
Amgen
AMGN
$208B
| $56.4M | 0.03% |
338,096
+43,000
| +15% | +$7.27M |
|
481
CALL
Occidental Petroleum
OXY
$56.8B
| $56.1M | 0.03% |
770,000
+580,500
| +306% | +$43.5M |
|
482
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
| $56.1M | 0.03% |
1,307,000
+284,300
| +28% | +$11.8M |
|
483
Palo Alto Networks
PANW
$270B
| $56M | 0.03% |
2,110,206
+28,374
| +1% | +$647K |
|
|
ITC
484
DELISTED
ITC HOLDINGS CORP
ITC
| $56M | 0.03% |
1,204,424
-101
| -0% | -$4.67K |
|
485
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
| $55.8M | 0.03% |
1,583,856
-90,941
| -5% | -$3.23M |
|
|
SEP
486
DELISTED
Spectra Engy Parters Lp
SEP
| $55.5M | 0.03% |
1,270,053
+503,676
| +66% | +$23.2M |
|
487
Waste Management
WM
$90.6B
| $55.1M | 0.03% |
864,742
-36,811
| -4% | -$2.41M |
|
488
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $55.1M | 0.03% |
1,035,000
-451,800
| -30% | -$24.6M |
|
489
First Trust Utilities AlphaDEX Fund
FXU
$814M
| $54.9M | 0.03% |
2,117,491
+16,951
| +0.8% | +$452K |
|
490
PUT
Procter & Gamble
PG
$336B
| $54.9M | 0.03% |
611,700
-26,000
| -4% | -$2.26M |
|
491
Prudential Financial
PRU
$42.4B
| $54.7M | 0.03% |
670,352
+226,419
| +51% | +$17.4M |
|
492
Stanley Black & Decker
SWK
$14.3B
| $54.7M | 0.03% |
444,517
+20,226
| +5% | +$2.44M |
|
493
TC Energy
TRP
$70.2B
| $54.4M | 0.03% |
1,143,026
+186,910
| +20% | +$8.73M |
|
494
CALL
HCA Healthcare
HCA
$87.2B
| $54.1M | 0.03% |
715,000
| – | – |
|
|
SHPG
495
PUT
DELISTED
Shire pic
SHPG
| $54M | 0.03% |
278,700
+48,700
| +21% | +$9.5M |
|
496
PUT
VanEck Semiconductor ETF
SMH
$65.2B
| $53.8M | 0.03% |
1,550,000
-461,000
| -23% | -$14.8M |
|
497
eBay
EBAY
$50.6B
| $53.5M | 0.03% |
1,626,411
-641,119
| -28% | -$19.4M |
|
|
BWP
498
DELISTED
Boardwalk Pipeline Partners
BWP
| $53.4M | 0.03% |
3,111,537
-345,006
| -10% | -$5.82M |
|
499
iShares Short Maturity Bond ETF
NEAR
$4.83B
| $53.4M | 0.03% |
1,063,255
+91,659
| +9% | +$4.6M |
|
|
NS
500
DELISTED
NuStar Energy L.P.
NS
| $53.4M | 0.03% |
1,076,298
+31,285
| +3% | +$1.51M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.