UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares Core MSCI EAFE ETF
IEFA
$190B
| $1.55B | 0.49% |
20,824,344
+827,685
| +4% | +$63M |
|
|
27
PUT
Apple
AAPL
$4.54T
| $1.53B | 0.48% |
10,839,765
+1,356,400
| +14% | +$200M |
|
28
Procter & Gamble
PG
$336B
| $1.53B | 0.48% |
10,925,411
+289,182
| +3% | +$41M |
|
29
Salesforce
CRM
$151B
| $1.52B | 0.48% |
5,607,731
+820,445
| +17% | +$208M |
|
30
iShares Core S&P 500 ETF
IVV
$878B
| $1.51B | 0.48% |
3,513,908
-356,192
| -9% | -$158M |
|
31
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $1.46B | 0.46% |
24,740,736
-73,624
| -0.3% | -$4.45M |
|
32
Vanguard Morningstar Value ETF
VTV
$188B
| $1.45B | 0.46% |
10,687,039
+417,047
| +4% | +$58.1M |
|
33
Accenture
ACN
$102B
| $1.4B | 0.44% |
4,375,794
-528,937
| -11% | -$172M |
|
34
Walt Disney
DIS
$167B
| $1.38B | 0.43% |
8,165,147
-342,680
| -4% | -$61.1M |
|
35
Intel
INTC
$455B
| $1.35B | 0.42% |
25,315,695
-1,302,475
| -5% | -$70.6M |
|
36
Medtronic
MDT
$109B
| $1.31B | 0.41% |
10,472,229
-521,364
| -5% | -$67.5M |
|
37
Thermo Fisher Scientific
TMO
$213B
| $1.31B | 0.41% |
2,287,931
-10,592
| -0.5% | -$5.81M |
|
|
38
Adobe
ADBE
$99.5B
| $1.28B | 0.4% |
2,214,674
-320,032
| -13% | -$201M |
|
39
McDonald's
MCD
$192B
| $1.24B | 0.39% |
5,131,872
+34,900
| +0.7% | +$8.33M |
|
40
CALL
SPDR Gold Trust
GLD
$131B
| $1.22B | 0.38% |
7,417,700
+924,200
| +14% | +$155M |
|
41
Costco
COST
$422B
| $1.19B | 0.38% |
2,652,351
+109,827
| +4% | +$48.3M |
|
42
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
| $1.18B | 0.37% |
19,152,054
+212,839
| +1% | +$13.5M |
|
43
Comcast
CMCSA
$85B
| $1.18B | 0.37% |
21,116,181
-1,161,556
| -5% | -$67.7M |
|
44
PUT
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $1.18B | 0.37% |
2,450,200
+2,447,800
| +101,992% | +$1.2B |
|
45
Vanguard S&P 500 ETF
VOO
$979B
| $1.17B | 0.37% |
2,975,922
+17,034
| +0.6% | +$6.91M |
|
46
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $1.17B | 0.37% |
22,152,350
+403,845
| +2% | +$21.7M |
|
|
47
CALL
Apple
AAPL
$4.54T
| $1.16B | 0.36% |
8,170,998
+3,057,038
| +60% | +$450M |
|
48
CALL
Tesla
TSLA
$1.23T
| $1.15B | 0.36% |
4,466,478
-491,112
| -10% | -$116M |
|
49
UnitedHealth
UNH
$376B
| $1.1B | 0.35% |
2,826,461
-157,983
| -5% | -$65.4M |
|
50
iShares Russell 1000 Value ETF
IWD
$82.2B
| $1.09B | 0.34% |
6,934,212
+124,598
| +2% | +$20M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.