UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
26
PUT
iShares Russell 2000 ETF
IWM
$80.3B
| $872M | 0.48% |
6,466,600
-2,837,900
| -31% | -$363M |
|
27
Vanguard Value ETF
VTV
$189B
| $863M | 0.48% |
9,274,163
+1,011,457
| +12% | +$90.6M |
|
28
PepsiCo
PEP
$191B
| $838M | 0.46% |
8,010,766
-20,873
| -0.3% | -$2.19M |
|
|
29
iShares Russell 2000 ETF
IWM
$80.3B
| $811M | 0.45% |
6,017,142
-1,486,860
| -20% | -$190M |
|
30
PUT
Apple
AAPL
$4.95T
| $810M | 0.45% |
27,969,900
-5,188,944
| -16% | -$147M |
|
31
iShares Core S&P Small-Cap ETF
IJR
$110B
| $807M | 0.45% |
11,732,174
+1,171,120
| +11% | +$75.5M |
|
32
Invesco QQQ Trust
QQQ
$449B
| $804M | 0.44% |
6,787,640
+1,482,505
| +28% | +$175M |
|
33
CALL
MGM Resorts International
MGM
$11.8B
| $803M | 0.44% |
27,854,200
+19,878,600
| +249% | +$551M |
|
|
34
CALL
Apple
AAPL
$4.95T
| $776M | 0.43% |
26,785,636
-6,333,972
| -19% | -$180M |
|
35
Coca-Cola
KO
$362B
| $740M | 0.41% |
17,849,181
-277,422
| -2% | -$11.5M |
|
36
McDonald's
MCD
$192B
| $740M | 0.41% |
6,076,735
+202,053
| +3% | +$23.7M |
|
37
AT&T
T
$167B
| $729M | 0.4% |
22,694,552
+438,129
| +2% | +$12.9M |
|
38
iShares Core US Aggregate Bond ETF
AGG
$138B
| $726M | 0.4% |
6,720,490
-423,848
| -6% | -$46.4M |
|
39
CVS Health
CVS
$137B
| $726M | 0.4% |
9,197,897
+2,728,362
| +42% | +$221M |
|
40
Medtronic
MDT
$108B
| $702M | 0.39% |
9,862,037
-216,166
| -2% | -$17M |
|
41
Vanguard Total Bond Market
BND
$158B
| $695M | 0.38% |
8,599,734
-1,592,042
| -16% | -$130M |
|
42
iShares Russell 1000 Growth ETF
IWF
$120B
| $690M | 0.38% |
26,297,948
+1,501,612
| +6% | +$39M |
|
43
Vanguard Mid-Cap ETF
VO
$107B
| $687M | 0.38% |
20,887,724
+1,655,696
| +9% | +$53.6M |
|
|
44
Hilton Worldwide
HLT
$75.3B
| $682M | 0.38% |
8,352,420
+3,890,918
| +87% | +$286M |
|
45
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $671M | 0.37% |
20,285,665
+1,364,480
| +7% | +$43.3M |
|
46
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| $668M | 0.37% |
28,751,217
+6,900,128
| +32% | +$148M |
|
47
Colgate-Palmolive
CL
$73.6B
| $658M | 0.36% |
10,047,413
+194,483
| +2% | +$13.3M |
|
48
Chevron
CVX
$378B
| $655M | 0.36% |
5,565,905
+92,970
| +2% | +$10.1M |
|
49
Rockwell Automation
ROK
$51.9B
| $644M | 0.36% |
4,788,691
-103,454
| -2% | -$13.2M |
|
50
Vanguard FTSE Developed Markets ETF
VEA
$227B
| $634M | 0.35% |
17,356,735
+1,381,276
| +9% | +$50.4M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.