UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EXTO
4926
DELISTED
Almacenes Exito S.A
EXTO
| $353K | ﹤0.01% |
+64,329
| New | +$354K |
|
4927
PDF Solutions
PDFS
$2.12B
| $353K | ﹤0.01% |
10,880
-14,057
| -56% | -$538K |
|
4928
Cricut
CRCT
$1.23B
| $350K | ﹤0.01% |
37,667
-4,453
| -11% | -$47.1K |
|
4929
Phathom Pharmaceuticals
PHAT
$758M
| $349K | ﹤0.01% |
33,700
+16,894
| +101% | +$232K |
|
4930
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$56.6M
| $349K | ﹤0.01% |
13,442
+435
| +3% | +$11.8K |
|
4931
Tango Therapeutics
TNGX
$4.25B
| $349K | ﹤0.01% |
30,988
-147
| -0.5% | -$896 |
|
4932
VanEck Mortgage REIT Income ETF
MORT
$375M
| $348K | ﹤0.01% |
30,628
-94,719
| -76% | -$1.12M |
|
|
HTY
4933
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
| $348K | ﹤0.01% |
79,088
+1,165
| +1% | +$5.42K |
|
4934
CALL
Fair Isaac
FICO
$23.6B
| $347K | ﹤0.01% |
400
-15,000
| -97% | -$12.9M |
|
|
4935
PUT
Fair Isaac
FICO
$23.6B
| $347K | ﹤0.01% |
400
-17,200
| -98% | -$14.8M |
|
|
ORGN
4936
DELISTED
Origin Materials
ORGN
| $347K | ﹤0.01% |
9,047
+571
| +7% | +$44.8K |
|
|
BWG
4937
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
| $347K | ﹤0.01% |
46,243
+4,666
| +11% | +$37.6K |
|
|
WDI
4938
Western Asset Diversified Income Fund
WDI
$686M
| $347K | ﹤0.01% |
26,227
+1,560
| +6% | +$21.3K |
|
4939
Renasant Corp
RNST
$3.98B
| $346K | ﹤0.01% |
13,225
-22,283
| -63% | -$627K |
|
4940
i3 Verticals
IIIV
$322M
| $346K | ﹤0.01% |
16,380
-2,495
| -13% | -$57.7K |
|
4941
First Mid Bancshares
FMBH
$1.39B
| $346K | ﹤0.01% |
13,020
-1,015
| -7% | -$28.2K |
|
|
BRW
4942
Saba Capital Income & Opportunities Fund
BRW
$334M
| $346K | ﹤0.01% |
44,993
-1,067
| -2% | -$8.34K |
|
|
MVT
4943
DELISTED
BlackRock MuniVest Fund II
MVT
| $344K | ﹤0.01% |
37,070
-4,049
| -10% | -$41.5K |
|
4944
Heartbeam
BEAT
$27.8M
| $344K | ﹤0.01% |
160,002
-1,319
| -0.8% | -$3.35K |
|
4945
Macy's
M
$6.2B
| $344K | ﹤0.01% |
29,624
-4,955
| -14% | -$69.4K |
|
|
DSKE
4946
DELISTED
Daseke, Inc. Common Stock
DSKE
| $344K | ﹤0.01% |
67,013
-7,361
| -10% | -$44.5K |
|
4947
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$100M
| $344K | ﹤0.01% |
12,006
+1,035
| +9% | +$32.1K |
|
4948
InterContinental Hotels
IHG
$23.5B
| $343K | ﹤0.01% |
4,590
+1,307
| +40% | +$97.6K |
|
4949
Core Molding Technologies
CMT
$227M
| $343K | ﹤0.01% |
12,041
+559
| +5% | +$14.1K |
|
4950
Ichor Holdings
ICHR
$2.65B
| $342K | ﹤0.01% |
11,050
-21,083
| -66% | -$722K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.