UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.44% |
| 2 | Healthcare | 6.97% |
| 3 | Financials | 5.8% |
| 4 | Consumer Discretionary | 5.68% |
| 5 | Communication Services | 4.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ASRT
4926
DELISTED
Assertio
ASRT
| $153K | ﹤0.01% |
3,930
-468
| -11% | -$29.7K |
|
4927
Old Second Bancorp
OSBC
$1.31B
| $153K | ﹤0.01% |
22,207
-21,099
| -49% | -$232K |
|
|
SEI
4928
Solaris Energy Infrastructure
SEI
$4.01B
| $153K | ﹤0.01% |
29,110
-17,818
| -38% | -$187K |
|
4929
Aprea Therapeutics
APRE
$8.61M
| $152K | ﹤0.01% |
219
-89
| -29% | -$65.3K |
|
|
CTO
4930
CTO Realty Growth
CTO
$825M
| $152K | ﹤0.01% |
12,338
-12,043
| -49% | -$187K |
|
4931
ProPetro Holding
PUMP
$1.44B
| $152K | ﹤0.01% |
60,835
-55,436
| -48% | -$445K |
|
4932
UFP Technologies
UFPT
$2.52B
| $152K | ﹤0.01% |
3,986
-4,379
| -52% | -$201K |
|
4933
BioLife Solutions
BLFS
$1.71B
| $151K | ﹤0.01% |
15,839
+3,406
| +27% | +$46.8K |
|
4934
Graham Holdings Company
GHC
$4.98B
| $151K | ﹤0.01% |
443
-3,281
| -88% | -$1.67M |
|
|
CBIO
4935
Crescent Biopharma
CBIO
$599M
| $151K | ﹤0.01% |
661
-229
| -26% | -$87.5K |
|
4936
ARK Israel Innovative Technology ETF
IZRL
$142M
| $151K | ﹤0.01% |
8,731
-341
| -4% | -$7.27K |
|
4937
NWPX Infrastructure Inc
NWPX
$1.1B
| $151K | ﹤0.01% |
6,779
-6,703
| -50% | -$204K |
|
|
SGMO
4938
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $151K | ﹤0.01% |
23,792
+6,317
| +36% | +$46.9K |
|
4939
ProShares UltraPro S&P 500
UPRO
$5.87B
| $151K | ﹤0.01% |
10,928
+7,918
| +263% | +$236K |
|
|
CAPD
4940
DELISTED
iPath Shiller CAPE ETN
CAPD
| $151K | ﹤0.01% |
12,780
-1,370
| -10% | -$19.2K |
|
|
CERN
4941
CALL
DELISTED
Cerner Corp
CERN
| $151K | ﹤0.01% |
2,400
-39,100
| -94% | -$2.78M |
|
|
CCD
4942
Calamos Dynamic Convertible & Income Fund
CCD
$754M
| $150K | ﹤0.01% |
8,972
-8,153
| -48% | -$161K |
|
4943
Coca-Cola Consolidated
COKE
$12.7B
| $150K | ﹤0.01% |
7,180
-900
| -11% | -$22.4K |
|
|
EBTC
4944
DELISTED
Enterprise Bancorp
EBTC
| $150K | ﹤0.01% |
5,550
-5,913
| -52% | -$175K |
|
4945
National Bankshares
NKSH
$268M
| $150K | ﹤0.01% |
4,703
-4,205
| -47% | -$161K |
|
4946
Spok Holdings
SPOK
$231M
| $150K | ﹤0.01% |
13,978
-17,042
| -55% | -$183K |
|
|
BCEL
4947
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
| $150K | ﹤0.01% |
9,039
-614
| -6% | -$11.1K |
|
|
CIIC
4948
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
| $150K | ﹤0.01% |
+15,900
| New | +$156K |
|
|
ZCAN
4949
DELISTED
SPDR Solactive Canada ETF
ZCAN
| $150K | ﹤0.01% |
3,269
+3,267
| +163,350% | +$187K |
|
4950
Celcuity
CELC
$4.23B
| $149K | ﹤0.01% |
22,955
+15,204
| +196% | +$142K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.