UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4926
Direxion Daily MSCI South Korea Bull 3X ETF
KORU
$1.45B
| $122K | ﹤0.01% |
6,640
+5,132
| +340% | +$80.1K |
|
|
MGF
4927
Aberdeen Government Markets Income Fund
MGF
$92.2M
| $122K | ﹤0.01% |
24,782
-36,515
| -60% | -$182K |
|
4928
CPI Card Group
PMTS
$320M
| $122K | ﹤0.01% |
5,815
-1,990
| -25% | -$45.1K |
|
4929
Rapid7
RPD
$773M
| $122K | ﹤0.01% |
8,152
-3,765
| -32% | -$52.5K |
|
|
VSA
4930
VisionSys AI
VSA
$10.6M
| $122K | ﹤0.01% |
3
+2
| +200% | +$80.5K |
|
|
CTRL
4931
DELISTED
Control4 Corporation
CTRL
| $122K | ﹤0.01% |
7,727
+458
| +6% | +$6.14K |
|
|
CET
4932
Central Securities Corp
CET
$1.65B
| $121K | ﹤0.01% |
5,040
+330
| +7% | +$7.58K |
|
4933
Fulton Financial
FULT
$4.64B
| $121K | ﹤0.01% |
6,797
-56,706
| -89% | -$1.05M |
|
4934
J. Jill
JILL
$283M
| $121K | ﹤0.01% |
+2,038
| New | +$111K |
|
|
ARCH
4935
DELISTED
Arch Resources, Inc.
ARCH
| $120K | ﹤0.01% |
1,751
-4,522
| -72% | -$321K |
|
|
COLO
4936
Global X MSCI Colombia ETF
COLO
$207M
| $119K | ﹤0.01% |
3,130
+308
| +11% | +$11.5K |
|
4937
Progress Software
PRGS
$1.76B
| $119K | ﹤0.01% |
4,065
-79
| -2% | -$2.29K |
|
|
CYOU
4938
DELISTED
Changyou.com Limited American Depositary Share
CYOU
| $119K | ﹤0.01% |
4,258
+1,205
| +39% | +$31.8K |
|
|
BBG
4939
DELISTED
Bill Barrett Corp
BBG
| $119K | ﹤0.01% |
26,186
+8,750
| +50% | +$51K |
|
|
DTF
4940
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
| $118K | ﹤0.01% |
7,967
+2,194
| +38% | +$33K |
|
4941
Flexsteel Industries
FLXS
$311M
| $118K | ﹤0.01% |
2,346
+279
| +13% | +$14.5K |
|
4942
Geron
GERN
$949M
| $118K | ﹤0.01% |
52,021
-70,992
| -58% | -$151K |
|
|
NVMI
4943
Nova
NVMI
$12.5B
| $118K | ﹤0.01% |
6,389
+638
| +11% | +$10.2K |
|
|
DBS
4944
DELISTED
Invesco DB Silver Fund
DBS
| $118K | ﹤0.01% |
4,180
+310
| +8% | +$8.43K |
|
|
WBII
4945
DELISTED
WBI BullBear Global Income ETF
WBII
| $118K | ﹤0.01% |
4,696
-7,284
| -61% | -$182K |
|
|
FKO
4946
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
| $118K | ﹤0.01% |
4,707
+528
| +13% | +$12.5K |
|
4947
Consumer Portfolio Services
CPSS
$206M
| $117K | ﹤0.01% |
24,882
+22,987
| +1,213% | +$115K |
|
4948
Heritage Financial
HFWA
$1.21B
| $117K | ﹤0.01% |
4,688
-2,943
| -39% | -$73.7K |
|
|
PCF
4949
High Income Securities Fund
PCF
$99.9M
| $117K | ﹤0.01% |
13,478
-14,676
| -52% | -$125K |
|
|
NSLR
4950
Neostellar Capital Corp
NSLR
$254M
| $117K | ﹤0.01% |
31,138
+2,121
| +7% | +$9.25K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.