UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4901
Ryanair
RYAAY
$30.5B
| $365K | ﹤0.01% |
9,375
-215
| -2% | -$8.73K |
|
4902
Heritage Financial
HFWA
$1.23B
| $364K | ﹤0.01% |
22,342
+4,383
| +24% | +$76.5K |
|
4903
NRC Health Common Stock
NRC
$474M
| $363K | ﹤0.01% |
8,184
-1,892
| -19% | -$82.6K |
|
|
IAE
4904
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.4M
| $363K | ﹤0.01% |
62,628
+1,248
| +2% | +$7.5K |
|
4905
Vanguard US Multifactor ETF
VFMF
$932M
| $362K | ﹤0.01% |
3,509
-672
| -16% | -$71.1K |
|
4906
CALL
Novavax
NVAX
$1.31B
| $362K | ﹤0.01% |
50,000
| – | – |
|
4907
Phinia Inc
PHIN
$2.74B
| $362K | ﹤0.01% |
+13,510
| New | +$374K |
|
4908
Mercantile Bank Corp
MBWM
$1.06B
| $361K | ﹤0.01% |
11,666
+304
| +3% | +$9.93K |
|
4909
Tejon Ranch
TRC
$442M
| $360K | ﹤0.01% |
22,211
-373
| -2% | -$6.31K |
|
4910
Merchants Bancorp
MBIN
$2.53B
| $360K | ﹤0.01% |
12,981
+1,682
| +15% | +$48.6K |
|
4911
ANI Pharmaceuticals
ANIP
$1.74B
| $359K | ﹤0.01% |
6,178
-25,895
| -81% | -$1.49M |
|
4912
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$790M
| $359K | ﹤0.01% |
8,854
+5,756
| +186% | +$251K |
|
4913
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
| $359K | ﹤0.01% |
9,385
+254
| +3% | +$10.4K |
|
4914
Lightwave Logic
LWLG
$1.18B
| $358K | ﹤0.01% |
80,145
-8,066
| -9% | -$51.5K |
|
|
WIA
4915
Western Asset Inflation-Linked Income Fund
WIA
$187M
| $358K | ﹤0.01% |
45,730
-8,291
| -15% | -$68.3K |
|
4916
James River Group Holdings
JRVR
$195M
| $357K | ﹤0.01% |
23,247
-20,262
| -47% | -$330K |
|
4917
Full Truck Alliance
YMM
$9.1B
| $356K | ﹤0.01% |
50,510
-73,059
| -59% | -$504K |
|
|
PPT
4918
Franklin Premier Income Trust
PPT
$331M
| $355K | ﹤0.01% |
106,094
+9,658
| +10% | +$34.1K |
|
4919
Global X MSCI Norway ETF
NORW
$89.2M
| $355K | ﹤0.01% |
14,463
-778
| -5% | -$18.9K |
|
4920
Lumen
LUMN
$6.7B
| $355K | ﹤0.01% |
250,038
-628,916
| -72% | -$1.06M |
|
4921
Hudbay
HBM
$12B
| $355K | ﹤0.01% |
72,888
+72,830
| +125,569% | +$369K |
|
4922
Aclaris Therapeutics
ACRS
$843M
| $354K | ﹤0.01% |
51,678
+48,864
| +1,736% | +$418K |
|
|
AZUL
4923
DELISTED
Azul
AZUL
| $353K | ﹤0.01% |
41,134
+39,171
| +1,995% | +$389K |
|
4924
Zumiez
ZUMZ
$315M
| $353K | ﹤0.01% |
19,838
-3,539
| -15% | -$63.8K |
|
4925
iShares MSCI Sweden ETF
EWD
$586M
| $353K | ﹤0.01% |
10,698
-21,490
| -67% | -$732K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.