UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4876
Televisa
TV
$1.54B
| $374K | ﹤0.01% |
122,761
+682
| +0.6% | +$3K |
|
4877
nLIGHT
LASR
$3.02B
| $374K | ﹤0.01% |
35,987
+5,326
| +17% | +$65K |
|
4878
Stoneridge
SRI
$203M
| $374K | ﹤0.01% |
18,631
-140
| -0.7% | -$2.84K |
|
4879
SandRidge Energy
SD
$517M
| $373K | ﹤0.01% |
23,844
+1,455
| +6% | +$23.3K |
|
4880
Lakeland Financial Corp
LKFN
$1.56B
| $373K | ﹤0.01% |
7,855
-5,818
| -43% | -$301K |
|
4881
OmniAb
OABI
$491M
| $372K | ﹤0.01% |
71,628
+43,905
| +158% | +$234K |
|
4882
Invesco Trust for Investment Grade New York Municipals
VTN
$164M
| $371K | ﹤0.01% |
40,777
+137
| +0.3% | +$1.35K |
|
|
CBAY
4883
PUT
DELISTED
Cymabay Therapeutics
CBAY
| $371K | ﹤0.01% |
+24,900
| New | +$330K |
|
4884
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $371K | ﹤0.01% |
5,658
+64
| +1% | +$4.38K |
|
4885
Preformed Line Products
PLPC
$2.25B
| $369K | ﹤0.01% |
2,271
+38
| +2% | +$6.33K |
|
|
RC
4886
Ready Capital
RC
$302M
| $369K | ﹤0.01% |
36,509
-245,882
| -87% | -$2.7M |
|
4887
Nicolet Bankshares
NIC
$3.76B
| $369K | ﹤0.01% |
5,288
+912
| +21% | +$68.7K |
|
4888
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
| $369K | ﹤0.01% |
8,763
+415
| +5% | +$17.7K |
|
4889
PUT
PagerDuty
PD
$918M
| $369K | ﹤0.01% |
16,400
-33,600
| -67% | -$802K |
|
4890
Invesco S&P 500 BuyWrite ETF
PBP
$363M
| $368K | ﹤0.01% |
17,255
-1,324
| -7% | -$29.1K |
|
|
OPPE
4891
WisdomTree European Opportunities Fund
OPPE
$296M
| $368K | ﹤0.01% |
11,144
| – | – |
|
|
PRA
4892
DELISTED
ProAssurance
PRA
| $368K | ﹤0.01% |
19,483
-49,886
| -72% | -$864K |
|
|
PAI
4893
Western Asset Investment Grade Income Fund
PAI
$114M
| $367K | ﹤0.01% |
32,661
+8,568
| +36% | +$99K |
|
4894
OneSpan
OSPN
$603M
| $367K | ﹤0.01% |
34,163
-8,584
| -20% | -$107K |
|
4895
Telus
TU
$15.4B
| $367K | ﹤0.01% |
22,445
-62,521
| -74% | -$1.1M |
|
4896
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.5M
| $367K | ﹤0.01% |
12,338
-198
| -2% | -$6.36K |
|
4897
Certara
CERT
$1.23B
| $366K | ﹤0.01% |
25,190
+21,200
| +531% | +$356K |
|
4898
Select Water Solutions
WTTR
$2.71B
| $365K | ﹤0.01% |
45,967
-38,781
| -46% | -$319K |
|
|
BBT
4899
Beacon Financial Corp
BBT
$2.68B
| $365K | ﹤0.01% |
18,221
-5,022
| -22% | -$108K |
|
4900
Frontier Group Holdings
ULCC
$1.53B
| $365K | ﹤0.01% |
75,433
-19,606
| -21% | -$147K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.