UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4851
Magnachip Semiconductor
MX
$136M
| $392K | ﹤0.01% |
47,223
+5,960
| +14% | +$52K |
|
4852
Atlantic Union Bankshares
AUB
$6.14B
| $392K | ﹤0.01% |
13,635
-32,790
| -71% | -$975K |
|
|
HEQ
4853
John Hancock Hedged Equity & Income Fund
HEQ
$141M
| $392K | ﹤0.01% |
40,977
-62,460
| -60% | -$651K |
|
|
SHYF
4854
DELISTED
The Shyft Group
SHYF
| $391K | ﹤0.01% |
26,130
-3,584
| -12% | -$60.4K |
|
4855
TD Synnex
SNX
$20.4B
| $390K | ﹤0.01% |
3,910
-41
| -1% | -$4.06K |
|
4856
Fortuna Silver Mines
FSM
$3.15B
| $390K | ﹤0.01% |
143,505
-22,299
| -13% | -$69.9K |
|
4857
HCI Group
HCI
$2.29B
| $390K | ﹤0.01% |
7,182
+6,269
| +687% | +$356K |
|
|
MBCN
4858
DELISTED
Middlefield Banc Corp
MBCN
| $389K | ﹤0.01% |
15,308
-329
| -2% | -$9.04K |
|
4859
Great Southern Bancorp
GSBC
$888M
| $388K | ﹤0.01% |
8,101
-1,772
| -18% | -$92.2K |
|
4860
Banner Corp
BANR
$2.51B
| $387K | ﹤0.01% |
9,136
-7,330
| -45% | -$329K |
|
4861
Caesarstone
CSTE
$109M
| $386K | ﹤0.01% |
90,242
+46,705
| +107% | +$225K |
|
4862
Invesco S&P 500 Downside Hedged ETF
PHDG
$65.1M
| $385K | ﹤0.01% |
12,372
-822
| -6% | -$27K |
|
4863
Viasat
VSAT
$11.2B
| $385K | ﹤0.01% |
20,864
-2,792
| -12% | -$79.9K |
|
4864
CALL
Beyond Meat
BYND
$6.95B
| $385K | ﹤0.01% |
1,333
| – | – |
|
|
ASRT
4865
PUT
DELISTED
Assertio
ASRT
| $384K | ﹤0.01% |
10,000
| – | – |
|
4866
CALL
DXC Technology
DXC
$1.74B
| $381K | ﹤0.01% |
18,300
+10,300
| +129% | +$236K |
|
4867
PUT
NetEase
NTES
$79.9B
| $381K | ﹤0.01% |
+3,800
| New | +$390K |
|
4868
TransAlta
TAC
$4.02B
| $380K | ﹤0.01% |
43,720
-12,550
| -22% | -$122K |
|
4869
IES Holdings
IESC
$15.1B
| $380K | ﹤0.01% |
5,773
-1,703
| -23% | -$111K |
|
4870
Global Water Resources
GWRS
$245M
| $380K | ﹤0.01% |
38,989
-1,057
| -3% | -$12.4K |
|
4871
Star Bulk Carriers
SBLK
$3.23B
| $380K | ﹤0.01% |
19,695
-2,631
| -12% | -$46.9K |
|
4872
Hims & Hers Health
HIMS
$6.74B
| $379K | ﹤0.01% |
60,211
-35,265
| -37% | -$262K |
|
|
OPRA
4873
Opera Ltd
OPRA
$1.79B
| $378K | ﹤0.01% |
33,561
+14,594
| +77% | +$244K |
|
4874
Miller Industries
MLR
$642M
| $378K | ﹤0.01% |
9,628
+1,897
| +25% | +$72.7K |
|
4875
Relmada Therapeutics
RLMD
$510M
| $377K | ﹤0.01% |
125,688
+26,700
| +27% | +$79.3K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.