UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.44% |
| 2 | Healthcare | 6.97% |
| 3 | Financials | 5.8% |
| 4 | Consumer Discretionary | 5.68% |
| 5 | Communication Services | 4.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4851
Crescent Capital BDC
CCAP
$413M
| $170K | ﹤0.01% |
+17,601
| New | +$243K |
|
4852
Hanmi Financial
HAFC
$967M
| $170K | ﹤0.01% |
15,750
-15,653
| -50% | -$250K |
|
|
CZZ
4853
DELISTED
Cosan Limited
CZZ
| $170K | ﹤0.01% |
13,861
-103,724
| -88% | -$1.98M |
|
|
KLDW
4854
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $170K | ﹤0.01% |
+5,899
| New | +$199K |
|
|
IGMS
4855
DELISTED
IGM Biosciences
IGMS
| $169K | ﹤0.01% |
3,002
-4,157
| -58% | -$182K |
|
4856
OFS Capital
OFS
$48M
| $169K | ﹤0.01% |
41,528
-132,984
| -76% | -$1.29M |
|
|
ROOF
4857
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
| $169K | ﹤0.01% |
10,648
+4,989
| +88% | +$117K |
|
|
OSB
4858
DELISTED
Norbord Inc.
OSB
| $169K | ﹤0.01% |
14,288
-2,945
| -17% | -$74.3K |
|
4859
RadNet
RDNT
$6.12B
| $168K | ﹤0.01% |
15,990
-13,366
| -46% | -$252K |
|
|
INOV
4860
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
| $168K | ﹤0.01% |
10,079
-87,578
| -90% | -$1.66M |
|
|
UWT
4861
DELISTED
VelocityShares3x Long Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER
UWT
| $168K | ﹤0.01% |
+1,028,109
| New | +$7.22M |
|
4862
CNB Financial Corp
CCNE
$1.04B
| $167K | ﹤0.01% |
8,841
-10,809
| -55% | -$285K |
|
|
UCB
4863
United Community Banks
UCB
$4.46B
| $167K | ﹤0.01% |
9,128
-76,174
| -89% | -$1.97M |
|
|
MSGN
4864
DELISTED
MSG Networks Inc.
MSGN
| $167K | ﹤0.01% |
16,308
-54,448
| -77% | -$777K |
|
4865
CALL
Campbell Soup
CPB
$6.92B
| $166K | ﹤0.01% |
3,600
-12,200
| -77% | -$587K |
|
4866
Napco Security Technologies
NSSC
$1.36B
| $166K | ﹤0.01% |
21,906
-16,886
| -44% | -$199K |
|
4867
CALL
Newell Brands
NWL
$2.66B
| $166K | ﹤0.01% |
+12,500
| New | +$215K |
|
4868
Phathom Pharmaceuticals
PHAT
$743M
| $166K | ﹤0.01% |
6,415
-7,684
| -55% | -$257K |
|
|
VAPO
4869
DELISTED
Vapotherm, Inc. Common Stock
VAPO
| $166K | ﹤0.01% |
1,100
-1,490
| -58% | -$135K |
|
4870
CALL
Accenture
ACN
$108B
| $165K | ﹤0.01% |
1,010
-28,090
| -97% | -$5.41M |
|
4871
Hooker Furnishings Corp
HOFT
$158M
| $165K | ﹤0.01% |
10,586
-5,581
| -35% | -$115K |
|
|
KE
4872
Kimball Electronics
KE
$647M
| $165K | ﹤0.01% |
15,140
-17,767
| -54% | -$265K |
|
4873
Kura Oncology
KURA
$924M
| $165K | ﹤0.01% |
16,550
-14,619
| -47% | -$167K |
|
4874
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
| $165K | ﹤0.01% |
13,630
-2,751
| -17% | -$35.4K |
|
4875
Westwood Holdings Group
WHG
$185M
| $165K | ﹤0.01% |
8,998
-6,867
| -43% | -$172K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.