UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NPKI
4826
NPK International
NPKI
$1.2B
| $402K | ﹤0.01% |
58,154
+14,418
| +33% | +$82.6K |
|
4827
Independent Bank Corp
IBCP
$852M
| $401K | ﹤0.01% |
21,886
+10,325
| +89% | +$197K |
|
4828
Invesco S&P MidCap 400 Pure Value ETF
RFV
$344M
| $401K | ﹤0.01% |
4,073
+150
| +4% | +$15.5K |
|
|
DMB
4829
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$198M
| $400K | ﹤0.01% |
40,357
-5,152
| -11% | -$55.4K |
|
4830
monday.com
MNDY
$3.8B
| $400K | ﹤0.01% |
2,514
-8,301
| -77% | -$1.39M |
|
4831
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
| $400K | ﹤0.01% |
42,064
-16,238
| -28% | -$170K |
|
|
NXC
4832
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
| $400K | ﹤0.01% |
32,828
-385
| -1% | -$5K |
|
|
TAST
4833
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $399K | ﹤0.01% |
60,586
+28,965
| +92% | +$178K |
|
4834
iShares MSCI USA Size Factor ETF
SIZE
$448M
| $399K | ﹤0.01% |
3,398
-238
| -7% | -$29.3K |
|
4835
Vanda Pharmaceuticals
VNDA
$302M
| $398K | ﹤0.01% |
92,186
-39,519
| -30% | -$220K |
|
4836
iShares MSCI Turkey ETF
TUR
$221M
| $398K | ﹤0.01% |
10,324
-6,843
| -40% | -$239K |
|
|
CIZ
4837
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
| $397K | ﹤0.01% |
13,654
-49,231
| -78% | -$1.5M |
|
4838
Navitas Semiconductor
NVTS
$3.64B
| $397K | ﹤0.01% |
57,127
+24,551
| +75% | +$217K |
|
4839
Corporacion America
CAAP
$6.43B
| $396K | ﹤0.01% |
29,709
+23,598
| +386% | +$326K |
|
|
UROY
4840
Uranium Royalty Corp
UROY
$1.57B
| $396K | ﹤0.01% |
138,037
+28,972
| +27% | +$68.2K |
|
4841
Seres Therapeutics
MCRB
$45.5M
| $395K | ﹤0.01% |
8,307
+4,645
| +127% | +$354K |
|
4842
FormFactor
FORM
$10.1B
| $395K | ﹤0.01% |
11,315
-22,951
| -67% | -$772K |
|
4843
LSI Industries
LYTS
$912M
| $395K | ﹤0.01% |
24,888
-2,067
| -8% | -$28.8K |
|
4844
ReNew
RNW
$2.48B
| $395K | ﹤0.01% |
+72,740
| New | +$429K |
|
4845
DMC Global
BOOM
$154M
| $395K | ﹤0.01% |
16,123
-3,398
| -17% | -$73.9K |
|
|
ONL
4846
Orion Office REIT
ONL
$164M
| $395K | ﹤0.01% |
75,723
+26,710
| +54% | +$162K |
|
|
HA
4847
DELISTED
Hawaiian Holdings, Inc.
HA
| $395K | ﹤0.01% |
62,325
+4,783
| +8% | +$45.4K |
|
4848
Global X Emerging Markets ex-China ETF
EMM
$57.1M
| $394K | ﹤0.01% |
16,154
-4,587
| -22% | -$117K |
|
4849
Ituran Location and Control
ITRN
$1.08B
| $394K | ﹤0.01% |
13,183
-13,597
| -51% | -$381K |
|
4850
Kearny Financial
KRNY
$605M
| $393K | ﹤0.01% |
56,740
+13,030
| +30% | +$98.8K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.