UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4801
iShares Government/Credit Bond ETF
GBF
$128M
| $414K | ﹤0.01% |
4,141
-494
| -11% | -$50.5K |
|
|
DHC
4802
Diversified Healthcare Trust
DHC
$2.03B
| $414K | ﹤0.01% |
213,462
+32,918
| +18% | +$83.5K |
|
4803
Applied Optoelectronics
AAOI
$12.9B
| $414K | ﹤0.01% |
37,726
-367,508
| -91% | -$3.9M |
|
4804
Direxion Daily AAPL Bear 1X ETF
AAPD
$62.5M
| $414K | ﹤0.01% |
18,247
-721
| -4% | -$15.4K |
|
4805
Turning Point Brands
TPB
$1.73B
| $414K | ﹤0.01% |
17,910
+1,937
| +12% | +$47.2K |
|
|
GGN
4806
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$839M
| $413K | ﹤0.01% |
112,974
+13,647
| +14% | +$51.3K |
|
|
FYBR
4807
CALL
DELISTED
Frontier Communications
FYBR
| $413K | ﹤0.01% |
26,400
| – | – |
|
4808
iShares MSCI Philippines ETF
EPHE
$146M
| $412K | ﹤0.01% |
16,547
-1,350
| -8% | -$34.3K |
|
4809
Standard Motor Products
SMP
$865M
| $412K | ﹤0.01% |
12,255
-6,387
| -34% | -$233K |
|
4810
Harrow
HROW
$1.5B
| $412K | ﹤0.01% |
28,657
-4,755
| -14% | -$83.1K |
|
4811
NeoGenomics
NEO
$2.07B
| $411K | ﹤0.01% |
33,434
-85,096
| -72% | -$1.27M |
|
|
ALX
4812
Alexander's
ALX
$1.4B
| $411K | ﹤0.01% |
2,256
+297
| +15% | +$56K |
|
4813
The 3D Printing ETF
PRNT
$65.8M
| $411K | ﹤0.01% |
20,235
-5,855
| -22% | -$130K |
|
|
GLDD
4814
DELISTED
Great Lakes Dredge & Dock
GLDD
| $410K | ﹤0.01% |
51,500
-1,150
| -2% | -$9.53K |
|
4815
Nabors Industries
NBR
$1.39B
| $410K | ﹤0.01% |
3,332
-9,811
| -75% | -$1.14M |
|
4816
Cinemark Holdings
CNK
$4.31B
| $410K | ﹤0.01% |
22,331
-68,117
| -75% | -$1.14M |
|
4817
The RealReal
REAL
$1.34B
| $408K | ﹤0.01% |
193,381
+79,551
| +70% | +$194K |
|
|
ASG
4818
Liberty All-Star Growth Fund
ASG
$348M
| $407K | ﹤0.01% |
82,432
+6,224
| +8% | +$32.7K |
|
|
FFIC
4819
DELISTED
Flushing Financial
FFIC
| $407K | ﹤0.01% |
30,994
+12,913
| +71% | +$181K |
|
4820
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
| $406K | ﹤0.01% |
4,871
-123
| -2% | -$10.3K |
|
4821
Columbia Financial
CLBK
$1.22B
| $406K | ﹤0.01% |
25,813
+20,424
| +379% | +$351K |
|
4822
Madison Square Garden
MSGE
$4.08B
| $406K | ﹤0.01% |
12,322
-538
| -4% | -$17.8K |
|
4823
Vishay Precision Group
VPG
$941M
| $405K | ﹤0.01% |
12,062
+213
| +2% | +$7.59K |
|
4824
ProShares UltraShort QQQ
QID
$242M
| $404K | ﹤0.01% |
5,767
+50
| +0.9% | +$3.3K |
|
4825
NVE Corp
NVEC
$579M
| $403K | ﹤0.01% |
4,906
-2,581
| -34% | -$217K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.