UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.44% |
| 2 | Healthcare | 6.97% |
| 3 | Financials | 5.8% |
| 4 | Consumer Discretionary | 5.68% |
| 5 | Communication Services | 4.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4801
Invesco Mortgage Capital
IVR
$812M
| $180K | ﹤0.01% |
5,275
-343,421
| -98% | -$50.4M |
|
4802
Omega Flex
OFLX
$290M
| $180K | ﹤0.01% |
2,130
-995
| -32% | -$90.3K |
|
4803
Powell Industries
POWL
$7.71B
| $180K | ﹤0.01% |
21,090
-14,889
| -41% | -$178K |
|
|
SRNE
4804
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $180K | ﹤0.01% |
98,039
-67,624
| -41% | -$195K |
|
|
IHC
4805
DELISTED
Independence Holding Company
IHC
| $180K | ﹤0.01% |
7,044
-2,414
| -26% | -$90.2K |
|
4806
PUT
Analog Devices
ADI
$188B
| $179K | ﹤0.01% |
+2,000
| New | +$219K |
|
4807
Global X MSCI Norway ETF
NORW
$88.9M
| $179K | ﹤0.01% |
9,650
-412
| -4% | -$8.52K |
|
4808
Twist Bioscience
TWST
$7.54B
| $179K | ﹤0.01% |
5,853
-12,136
| -67% | -$326K |
|
4809
Citizens & Northern Corp
CZNC
$466M
| $178K | ﹤0.01% |
8,889
-6,840
| -43% | -$166K |
|
4810
Greif Class B
GEF.B
$4.24B
| $178K | ﹤0.01% |
4,450
-2,692
| -38% | -$121K |
|
4811
CALL
Halozyme
HALO
$11.2B
| $178K | ﹤0.01% |
9,900
-78,900
| -89% | -$1.5M |
|
4812
VanEck Retail ETF
RTH
$259M
| $178K | ﹤0.01% |
1,689
-24,144
| -93% | -$2.81M |
|
4813
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
| $177K | ﹤0.01% |
8,891
-59,417
| -87% | -$1.19M |
|
|
KNOW
4814
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
| $177K | ﹤0.01% |
6,217
-1,064
| -15% | -$37.7K |
|
4815
Monarch Casino & Resort
MCRI
$2.23B
| $176K | ﹤0.01% |
6,267
-6,225
| -50% | -$273K |
|
|
GPP
4816
DELISTED
Green Plains Partners LP
GPP
| $176K | ﹤0.01% |
26,389
-9,447
| -26% | -$115K |
|
|
FVL
4817
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
| $176K | ﹤0.01% |
9,807
-309
| -3% | -$6.63K |
|
4818
A10 Networks
ATEN
$1.95B
| $175K | ﹤0.01% |
28,246
-43,859
| -61% | -$280K |
|
4819
Global X MSCI China Consumer Discretionary ETF
CHIQ
$120M
| $175K | ﹤0.01% |
10,796
-54,697
| -84% | -$982K |
|
4820
i3 Verticals
IIIV
$319M
| $175K | ﹤0.01% |
9,127
-8,763
| -49% | -$247K |
|
|
MOFG
4821
DELISTED
MidWestOne Financial Group
MOFG
| $175K | ﹤0.01% |
8,340
-7,322
| -47% | -$215K |
|
4822
The Bancorp
TBBK
$2.83B
| $175K | ﹤0.01% |
28,738
-28,162
| -49% | -$301K |
|
4823
Transmedics
TMDX
$3.07B
| $175K | ﹤0.01% |
14,514
-8,330
| -36% | -$140K |
|
4824
CytomX Therapeutics
CTMX
$723M
| $174K | ﹤0.01% |
22,657
-34,542
| -60% | -$241K |
|
4825
Farmers National Banc Corp
FMNB
$972M
| $174K | ﹤0.01% |
14,944
-16,694
| -53% | -$247K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.