UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4776
Embecta
EMBC
$286M
| $427K | ﹤0.01% |
28,371
-29,295
| -51% | -$549K |
|
4777
NuScale Power
SMR
$4.02B
| $427K | ﹤0.01% |
87,085
+20,996
| +32% | +$138K |
|
4778
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$390M
| $425K | ﹤0.01% |
8,446
+195
| +2% | +$10K |
|
4779
PUT
Albemarle
ALB
$16.1B
| $425K | ﹤0.01% |
2,500
-10,200
| -80% | -$2.03M |
|
4780
Comtech Telecommunications
CMTL
$53.3M
| $425K | ﹤0.01% |
48,533
+12,274
| +34% | +$115K |
|
4781
Fulgent Genetics
FLGT
$509M
| $424K | ﹤0.01% |
15,839
+2,448
| +18% | +$83.6K |
|
4782
Bioceres Crop Solutions
BIOX
$27.7M
| $423K | ﹤0.01% |
37,503
-8,361
| -18% | -$100K |
|
4783
Direxion Daily Technology Bull 3x ETF
TECL
$6.43B
| $423K | ﹤0.01% |
9,806
+8,482
| +641% | +$430K |
|
4784
Digimarc Corp
DMRC
$149M
| $422K | ﹤0.01% |
13,002
-7,150
| -35% | -$229K |
|
|
SVM
4785
Silvercorp Metals
SVM
$2.7B
| $422K | ﹤0.01% |
179,656
+30,248
| +20% | +$82K |
|
|
FDIQ
4786
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$49M
| $422K | ﹤0.01% |
9,622
-2,894
| -23% | -$136K |
|
4787
International Money Express
IMXI
$418M
| $421K | ﹤0.01% |
24,871
-15,346
| -38% | -$309K |
|
4788
Teekay
TK
$1.08B
| $421K | ﹤0.01% |
68,234
-748
| -1% | -$4.77K |
|
4789
Immersion
IMMR
$249M
| $420K | ﹤0.01% |
63,564
-10,343
| -14% | -$72.1K |
|
4790
CALL
Molson Coors Class B
TAP
$7.89B
| $420K | ﹤0.01% |
6,600
+6,500
| +6,500% | +$423K |
|
4791
Sana Biotechnology
SANA
$1.05B
| $419K | ﹤0.01% |
108,340
-39,050
| -26% | -$210K |
|
|
BELFB
4792
Bel Fuse Inc Class B
BELFB
$4.23B
| $419K | ﹤0.01% |
8,783
-495
| -5% | -$25.5K |
|
4793
Horizon Bancorp
HBNC
$1.06B
| $418K | ﹤0.01% |
39,169
+17,678
| +82% | +$198K |
|
|
ONTF
4794
DELISTED
ON24
ONTF
| $418K | ﹤0.01% |
66,061
+47,334
| +253% | +$349K |
|
4795
Prime Medicine
PRME
$555M
| $418K | ﹤0.01% |
43,772
-55,267
| -56% | -$718K |
|
4796
Gladstone Investment Corp
GAIN
$654M
| $417K | ﹤0.01% |
32,703
-1,381
| -4% | -$18K |
|
4797
Palomar
PLMR
$3.38B
| $417K | ﹤0.01% |
8,209
-6,205
| -43% | -$339K |
|
|
EGLE
4798
DELISTED
Eagle Bulk Shipping Inc.
EGLE
| $416K | ﹤0.01% |
9,894
-12,243
| -55% | -$537K |
|
4799
Accuray
ARAY
$33M
| $415K | ﹤0.01% |
152,532
+71,479
| +88% | +$236K |
|
4800
Ligand Pharmaceuticals
LGND
$5.76B
| $414K | ﹤0.01% |
6,916
-1,159
| -14% | -$76.3K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.