UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.44% |
| 2 | Healthcare | 6.97% |
| 3 | Financials | 5.8% |
| 4 | Consumer Discretionary | 5.68% |
| 5 | Communication Services | 4.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NOVA
4776
DELISTED
Sunnova Energy
NOVA
| $186K | ﹤0.01% |
18,421
+4,298
| +30% | +$59K |
|
|
RWT
4777
Redwood Trust
RWT
$603M
| $186K | ﹤0.01% |
36,911
-2,063,815
| -98% | -$30.7M |
|
|
PING
4778
DELISTED
Ping Identity Holding Corp.
PING
| $186K | ﹤0.01% |
9,266
-9,871
| -52% | -$230K |
|
4779
LCNB Corp
LCNB
$285M
| $185K | ﹤0.01% |
14,635
-10,076
| -41% | -$166K |
|
4780
WisdomTree US Multifactor Fund
USMF
$306M
| $185K | ﹤0.01% |
7,557
-1,139
| -13% | -$34.3K |
|
4781
National CineMedia
NCMI
$261M
| $184K | ﹤0.01% |
5,639
-10,031
| -64% | -$653K |
|
|
SIX
4782
DELISTED
Six Flags Entertainment Corp.
SIX
| $184K | ﹤0.01% |
14,660
-130,846
| -90% | -$3.89M |
|
|
EMSH
4783
DELISTED
ProShares Short Term USD Emerging Markets Bond ETF
EMSH
| $184K | ﹤0.01% |
2,693
+116
| +5% | +$8.51K |
|
4784
CRA International
CRAI
$1.07B
| $183K | ﹤0.01% |
5,481
-3,825
| -41% | -$182K |
|
4785
CALL
Brinker International
EAT
$10.2B
| $183K | ﹤0.01% |
+15,200
| New | +$511K |
|
4786
Empire State Realty Trust
ESRT
$829M
| $183K | ﹤0.01% |
20,427
-28,175
| -58% | -$345K |
|
|
GGN
4787
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$839M
| $183K | ﹤0.01% |
67,283
-38,148
| -36% | -$146K |
|
4788
Revolution Medicines
RVMD
$42.7B
| $183K | ﹤0.01% |
+8,371
| New | +$232K |
|
4789
Tidewater
TDW
$4.65B
| $183K | ﹤0.01% |
25,843
-27,731
| -52% | -$374K |
|
|
STML
4790
DELISTED
Stemline Therapeutics, Inc.
STML
| $183K | ﹤0.01% |
37,627
-22,465
| -37% | -$146K |
|
4791
BlackRock Virginia Muni Bond Trust
BHV
$20.4M
| $182K | ﹤0.01% |
12,266
+2,816
| +30% | +$45.1K |
|
4792
Insteel Industries
IIIN
$631M
| $182K | ﹤0.01% |
13,710
-14,339
| -51% | -$284K |
|
|
RST
4793
DELISTED
ROSETTA STONE INC
RST
| $182K | ﹤0.01% |
13,025
-12,688
| -49% | -$213K |
|
4794
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
| $181K | ﹤0.01% |
3,394
-11,948
| -78% | -$794K |
|
|
SA
4795
Seabridge Gold
SA
$3.6B
| $181K | ﹤0.01% |
19,262
+462
| +2% | +$5.47K |
|
|
SWZ
4796
Swiss Helvetia Fund
SWZ
$77.3M
| $181K | ﹤0.01% |
26,081
+11,248
| +76% | +$90.4K |
|
|
KRA
4797
DELISTED
Kraton Corporation
KRA
| $181K | ﹤0.01% |
22,299
-19,907
| -47% | -$297K |
|
4798
Black Diamond Therapeutics
BDTX
$113M
| $180K | ﹤0.01% |
+7,231
| New | +$220K |
|
4799
PUT
Cemex
CX
$16B
| $180K | ﹤0.01% |
85,000
-300,000
| -78% | -$1.01M |
|
4800
Haverty Furniture Companies
HVT
$448M
| $180K | ﹤0.01% |
15,128
-34,766
| -70% | -$612K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.