UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
USAP
4726
DELISTED
Universal Stainless & Alloy
USAP
| $459K | ﹤0.01% |
35,038
-6,962
| -17% | -$97.8K |
|
4727
10x Genomics
TXG
$7.36B
| $458K | ﹤0.01% |
11,111
+1,228
| +12% | +$63.9K |
|
|
GRTS
4728
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
| $457K | ﹤0.01% |
265,927
-1,397
| -0.5% | -$2.48K |
|
|
CSR
4729
Centerspace
CSR
$941M
| $456K | ﹤0.01% |
7,567
-8,802
| -54% | -$550K |
|
4730
Bank of Hawaii
BOH
$3.16B
| $455K | ﹤0.01% |
9,155
-501
| -5% | -$25.8K |
|
|
HEAL
4731
Global X Funds Global X HealthTech ETF
HEAL
$31.1M
| $455K | ﹤0.01% |
16,508
-1,831
| -10% | -$58.6K |
|
|
HGAS
4732
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
| $454K | ﹤0.01% |
45,000
| – | – |
|
|
MRNS
4733
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
| $452K | ﹤0.01% |
56,144
+20,171
| +56% | +$168K |
|
4734
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
| $452K | ﹤0.01% |
6,485
-4,075
| -39% | -$296K |
|
4735
PC Connection
CNXN
$2.03B
| $451K | ﹤0.01% |
8,442
+4,748
| +129% | +$241K |
|
|
TRUE
4736
DELISTED
TrueCar
TRUE
| $449K | ﹤0.01% |
216,872
-218,049
| -50% | -$500K |
|
4737
Scholastic
SCHL
$788M
| $449K | ﹤0.01% |
11,763
+8,714
| +286% | +$362K |
|
4738
Univest Financial
UVSP
$1.19B
| $448K | ﹤0.01% |
25,787
+9,166
| +55% | +$169K |
|
|
SGMO
4739
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $448K | ﹤0.01% |
745,980
+649,133
| +670% | +$695K |
|
4740
Resideo Technologies
REZI
$3.13B
| $447K | ﹤0.01% |
28,315
-71,103
| -72% | -$1.2M |
|
4741
Duluth Holdings
DLTH
$151M
| $447K | ﹤0.01% |
74,326
+44
| +0.1% | +$293 |
|
4742
CALL
JetBlue
JBLU
$2.17B
| $445K | ﹤0.01% |
96,700
| – | – |
|
|
CTEV
4743
Claritev Corp
CTEV
$694M
| $444K | ﹤0.01% |
6,610
-40
| -0.6% | -$2.96K |
|
|
CCRN
4744
DELISTED
Cross Country Healthcare
CCRN
| $444K | ﹤0.01% |
17,916
-17,302
| -49% | -$435K |
|
|
DAY
4745
DELISTED
Dayforce
DAY
| $444K | ﹤0.01% |
6,538
-6,956
| -52% | -$489K |
|
4746
CALL
GitLab
GTLB
$7.26B
| $443K | ﹤0.01% |
9,800
+8,900
| +989% | +$426K |
|
4747
CION Investment
CION
$373M
| $443K | ﹤0.01% |
41,914
-1,275
| -3% | -$13.8K |
|
4748
Bank First Corp
BFC
$1.73B
| $443K | ﹤0.01% |
5,741
-113
| -2% | -$9.24K |
|
4749
Acco Brands
ACCO
$399M
| $442K | ﹤0.01% |
77,072
+1,918
| +3% | +$10.7K |
|
|
WNS
4750
DELISTED
WNS Holdings
WNS
| $442K | ﹤0.01% |
6,459
+14
| +0.2% | +$946 |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.