UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.44% |
| 2 | Healthcare | 6.97% |
| 3 | Financials | 5.8% |
| 4 | Consumer Discretionary | 5.68% |
| 5 | Communication Services | 4.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4726
Castle Biosciences
CSTL
$960M
| $199K | ﹤0.01% |
6,683
+1,490
| +29% | +$45K |
|
4727
ALPS Emerging Sector Dividend Dogs ETF
EDOG
$29.5M
| $199K | ﹤0.01% |
13,206
+556
| +4% | +$10.9K |
|
4728
Invesco Leisure and Entertainment ETF
PEJ
$315M
| $199K | ﹤0.01% |
8,155
+2,057
| +34% | +$77.9K |
|
4729
Teekay
TK
$1.03B
| $199K | ﹤0.01% |
62,804
-47,060
| -43% | -$170K |
|
|
CRF
4730
Cornerstone Total Return Fund
CRF
$1.16B
| $198K | ﹤0.01% |
25,320
+13,605
| +116% | +$134K |
|
|
WHLR
4731
Wheeler Real Estate Investment Trust
WHLR
$383K
| – | – |
0
| – | – |
|
|
CLGX
4732
DELISTED
Corelogic, Inc.
CLGX
| $198K | ﹤0.01% |
6,476
+155
| +2% | +$6.87K |
|
4733
China Automotive Systems
CAAS
$142M
| $197K | ﹤0.01% |
113,170
-3,416
| -3% | -$8.14K |
|
|
MAG
4734
DELISTED
MAG Silver
MAG
| $197K | ﹤0.01% |
25,602
+22,412
| +703% | +$219K |
|
|
HONE
4735
DELISTED
HarborOne Bancorp
HONE
| $196K | ﹤0.01% |
26,085
-16,504
| -39% | -$165K |
|
4736
CALL
Northern Trust
NTRS
$35B
| $196K | ﹤0.01% |
+2,600
| New | +$238K |
|
|
DS
4737
DELISTED
Drive Shack Inc.
DS
| $196K | ﹤0.01% |
128,611
-27,344
| -18% | -$81.3K |
|
|
COWN
4738
DELISTED
Cowen Inc. Class A Common Stock
COWN
| $196K | ﹤0.01% |
20,309
-16,674
| -45% | -$238K |
|
|
EVRI
4739
DELISTED
Everi Holdings
EVRI
| $195K | ﹤0.01% |
58,876
-28,432
| -33% | -$290K |
|
4740
HCI Group
HCI
$2.28B
| $195K | ﹤0.01% |
4,840
-5,555
| -53% | -$240K |
|
4741
Nuveen Select Maturities Municipal Fund
NIM
$116M
| $195K | ﹤0.01% |
19,934
-6,770
| -25% | -$70K |
|
4742
Saia
SAIA
$10.1B
| $195K | ﹤0.01% |
2,653
-35,442
| -93% | -$3.11M |
|
|
BIG
4743
DELISTED
Big Lots, Inc.
BIG
| $195K | ﹤0.01% |
13,749
-15,656
| -53% | -$354K |
|
|
TLRD
4744
DELISTED
Tailored Brands, Inc.
TLRD
| $195K | ﹤0.01% |
112,255
-17,294
| -13% | -$58.2K |
|
4745
Globalstar
GSAT
$10.8B
| $194K | ﹤0.01% |
43,914
+7,237
| +20% | +$46.9K |
|
|
PRNB
4746
DELISTED
Principia Biopharma Inc. Common Stock
PRNB
| $194K | ﹤0.01% |
3,262
-10,537
| -76% | -$614K |
|
4747
Applied Optoelectronics
AAOI
$11B
| $193K | ﹤0.01% |
25,427
-9,001
| -26% | -$95K |
|
4748
Arcutis Biotherapeutics
ARQT
$3.3B
| $193K | ﹤0.01% |
+6,468
| New | +$174K |
|
4749
Astronics
ATRO
$4.57B
| $193K | ﹤0.01% |
25,260
-18,602
| -42% | -$335K |
|
4750
Prothena Corp
PRTA
$466M
| $193K | ﹤0.01% |
18,084
-21,772
| -55% | -$264K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.