UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Sysco
SYY
$40.3B
| $115M | 0.04% |
1,736,169
-64,020
| -4% | -$4.6M |
|
452
American Water Works
AWK
$26.7B
| $115M | 0.04% |
925,065
-13,537
| -1% | -$1.9M |
|
453
CALL
ConocoPhillips
COP
$140B
| $115M | 0.04% |
956,100
+796,000
| +497% | +$92.4M |
|
454
Vanguard Consumer Discretionary ETF
VCR
$6.3B
| $114M | 0.04% |
422,255
-1,345
| -0.3% | -$382K |
|
455
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
| $113M | 0.04% |
3,864,076
-202,735
| -5% | -$5.95M |
|
456
PUT
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
| $113M | 0.04% |
1,000,100
+100
| +0% | +$11.4K |
|
457
PNC Financial Services
PNC
$102B
| $113M | 0.04% |
921,717
-148,953
| -14% | -$18.7M |
|
458
PUT
United Parcel Service
UPS
$91.5B
| $113M | 0.04% |
725,700
+111,500
| +18% | +$19.2M |
|
459
CALL
ExxonMobil
XOM
$628B
| $112M | 0.04% |
956,700
+181,000
| +23% | +$19.9M |
|
460
Vanguard Russell 1000 ETF
VONE
$8.53B
| $112M | 0.04% |
577,467
-22,790
| -4% | -$4.61M |
|
|
461
PUT
iShares MSCI EAFE ETF
EFA
$79.4B
| $112M | 0.04% |
1,622,300
-49,500
| -3% | -$3.55M |
|
462
PACCAR
PCAR
$70.2B
| $111M | 0.04% |
1,307,245
+26,779
| +2% | +$2.28M |
|
463
PUT
Amgen
AMGN
$220B
| $111M | 0.04% |
412,400
-244,500
| -37% | -$61M |
|
464
PUT
Bristol-Myers Squibb
BMY
$130B
| $110M | 0.04% |
1,900,200
+238,100
| +14% | +$14.6M |
|
465
First Trust Managed Municipal ETF
FMB
$2.06B
| $110M | 0.04% |
2,249,392
+80,201
| +4% | +$4.03M |
|
466
PUT
United Airlines
UAL
$43.1B
| $110M | 0.04% |
2,598,200
+311,300
| +14% | +$15.7M |
|
467
Truist Financial
TFC
$64.6B
| $109M | 0.04% |
3,812,756
-588,100
| -13% | -$18.1M |
|
468
Schwab US Mid-Cap ETF
SCHM
$15B
| $109M | 0.04% |
4,825,254
-12,420
| -0.3% | -$294K |
|
469
CALL
iShares Silver Trust
SLV
$29.9B
| $108M | 0.04% |
5,325,000
+4,054,200
| +319% | +$87.6M |
|
470
Copart
CPRT
$26.8B
| $108M | 0.04% |
2,511,414
+103,076
| +4% | +$4.58M |
|
471
iShares Expanded Tech-Software Sector ETF
IGV
$14.3B
| $108M | 0.04% |
1,585,230
-228,315
| -13% | -$16M |
|
472
iShares MSCI Japan ETF
EWJ
$22.5B
| $108M | 0.04% |
1,793,020
+70,315
| +4% | +$4.34M |
|
473
Arista Networks
ANET
$248B
| $108M | 0.04% |
2,348,860
-129,444
| -5% | -$5.77M |
|
474
PUT
Analog Devices
ADI
$184B
| $108M | 0.04% |
616,500
-48,700
| -7% | -$8.98M |
|
475
Cadence Design Systems
CDNS
$92.8B
| $108M | 0.04% |
460,663
+44,021
| +11% | +$10.3M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.