UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Idexx Laboratories
IDXX
$46.4B
| $128M | 0.04% |
205,793
+45,772
| +29% | +$30.8M |
|
452
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
| $128M | 0.04% |
2,533,578
+284,679
| +13% | +$14.4M |
|
453
Becton Dickinson
BDX
$46.9B
| $128M | 0.04% |
532,495
-46,673
| -8% | -$11.4M |
|
454
PUT
American Express
AXP
$234B
| $127M | 0.04% |
760,600
+104,100
| +16% | +$17.4M |
|
455
MSCI
MSCI
$41.5B
| $126M | 0.04% |
207,165
-153
| -0.1% | -$93.5K |
|
456
iShares Short Maturity Bond ETF
NEAR
$4.85B
| $126M | 0.04% |
2,505,040
-119,959
| -5% | -$6.01M |
|
457
PUT
Pfizer
PFE
$145B
| $125M | 0.04% |
2,915,279
-586,709
| -17% | -$26M |
|
458
CALL
Diamondback Energy
FANG
$54B
| $125M | 0.04% |
1,320,200
+45,000
| +4% | +$3.62M |
|
459
ASE Group
ASX
$85.1B
| $125M | 0.04% |
15,875,889
+13,025,689
| +457% | +$113M |
|
460
Regeneron Pharmaceuticals
REGN
$78.3B
| $125M | 0.04% |
205,877
+48,150
| +31% | +$29.9M |
|
461
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.4B
| $124M | 0.04% |
1,266,688
-377
| -0% | -$38.1K |
|
|
NUAN
462
DELISTED
Nuance Communications, Inc.
NUAN
| $124M | 0.04% |
2,245,485
+1,777,527
| +380% | +$97.7M |
|
463
PUT
Coinbase
COIN
$39.8B
| $123M | 0.04% |
542,800
+25,000
| +5% | +$6.15M |
|
464
Alcon
ALC
$34.6B
| $123M | 0.04% |
1,532,281
-396,767
| -21% | -$30.5M |
|
465
PUT
Nike
NKE
$61.6B
| $123M | 0.04% |
848,990
+35,900
| +4% | +$5.85M |
|
466
iShare MSCI Eurozone ETF
EZU
$9.85B
| $123M | 0.04% |
2,561,508
+129,154
| +5% | +$6.46M |
|
467
Carnival Corporation Ltd
CCL
$40.5B
| $123M | 0.04% |
4,905,317
+1,311,445
| +36% | +$30.5M |
|
468
Vanguard Russell 1000 ETF
VONE
$8.55B
| $123M | 0.04% |
612,854
-23,430
| -4% | -$4.82M |
|
469
General Mills
GIS
$19.3B
| $123M | 0.04% |
2,049,280
-21,986
| -1% | -$1.3M |
|
470
NIO
NIO
$11.9B
| $123M | 0.04% |
3,438,996
-69,711
| -2% | -$2.86M |
|
471
Kraft Heinz
KHC
$31.6B
| $122M | 0.04% |
3,307,689
+1,131,744
| +52% | +$42.6M |
|
472
iShares Select Dividend ETF
DVY
$23.8B
| $120M | 0.04% |
1,047,897
-38,472
| -4% | -$4.5M |
|
473
PUT
Caterpillar
CAT
$404B
| $120M | 0.04% |
626,094
+290,559
| +87% | +$60.5M |
|
474
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $120M | 0.04% |
4,504,671
-67,364
| -1% | -$1.85M |
|
475
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
| $120M | 0.04% |
3,714,484
+189,579
| +5% | +$6.18M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.