UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
| $86.5M | 0.03% |
2,922,400
-82,200
| -3% | -$2.49M |
|
|
SHLX
452
DELISTED
Shell Midstream Partners, L.P.
SHLX
| $86.4M | 0.03% |
4,223,620
+556,927
| +15% | +$11.5M |
|
453
Fortinet
FTNT
$119B
| $86.3M | 0.03% |
5,619,955
-749,640
| -12% | -$12.2M |
|
|
GRUB
454
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $85.5M | 0.03% |
760,970
+324,922
| +75% | +$43.1M |
|
|
455
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
| $85.3M | 0.03% |
2,352,735
-11,154,953
| -83% | -$433M |
|
456
Ventas
VTR
$48B
| $85.2M | 0.03% |
1,166,408
+189,470
| +19% | +$13.4M |
|
457
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
| $85.1M | 0.03% |
1,736,094
+115,025
| +7% | +$5.65M |
|
458
First Trust Managed Municipal ETF
FMB
$2.04B
| $85M | 0.03% |
1,529,163
+278,333
| +22% | +$15.4M |
|
459
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
| $85M | 0.03% |
2,761,913
+25,352
| +0.9% | +$778K |
|
|
CY
460
DELISTED
Cypress Semiconductor
CY
| $85M | 0.03% |
3,639,723
+1,261,815
| +53% | +$28.9M |
|
|
EQM
461
DELISTED
EQM Midstream Partners, LP
EQM
| $84M | 0.03% |
2,568,363
+350,946
| +16% | +$12.3M |
|
462
Eversource Energy
ES
$26.9B
| $83.7M | 0.03% |
979,438
+202,816
| +26% | +$16.1M |
|
463
Northrop Grumman
NOC
$77.1B
| $83.5M | 0.03% |
222,873
+9,254
| +4% | +$3.28M |
|
464
Nutrien
NTR
$33.2B
| $82.6M | 0.03% |
1,261,608
-31,109
| -2% | -$1.59M |
|
465
iShares Core MSCI International Developed Markets ETF
IDEV
$31.7B
| $82.3M | 0.03% |
1,506,673
+42,745
| +3% | +$2.31M |
|
466
EOG Resources
EOG
$79.2B
| $82.1M | 0.03% |
1,106,466
-91,620
| -8% | -$7.43M |
|
|
CLGX
467
DELISTED
Corelogic, Inc.
CLGX
| $81.9M | 0.03% |
1,771,061
-899,691
| -34% | -$41.3M |
|
468
First Trust Capital Strength ETF
FTCS
$7.91B
| $81.7M | 0.03% |
1,439,380
+146,234
| +11% | +$8.32M |
|
469
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.95B
| $81.5M | 0.03% |
1,068,400
+693,000
| +185% | +$57.6M |
|
|
ZAYO
470
DELISTED
Zayo Group Holdings, Inc.
ZAYO
| $81.3M | 0.03% |
2,398,190
-421,812
| -15% | -$14.2M |
|
471
Global Payments
GPN
$23B
| $81.1M | 0.03% |
510,249
+450,139
| +749% | +$73.5M |
|
472
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
| $80.9M | 0.03% |
2,079,224
+303,007
| +17% | +$11.8M |
|
473
EPAM Systems
EPAM
$5.51B
| $80.6M | 0.03% |
441,941
-58,569
| -12% | -$11M |
|
474
S&P Global
SPGI
$121B
| $80.4M | 0.03% |
328,144
-34,653
| -10% | -$8.66M |
|
475
iShares US Medical Devices ETF
IHI
$3.13B
| $80.1M | 0.03% |
1,942,716
+243,996
| +14% | +$9.99M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.