UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
PUT
Norfolk Southern
NSC
$75.7B
| $75M | 0.03% |
567,200
+77,200
| +16% | +$9.39M |
|
|
B
452
Barrick Mining
B
$60.1B
| $74.9M | 0.03% |
4,656,142
+1,587,595
| +52% | +$26.5M |
|
453
CALL
Micron Technology
MU
$882B
| $74.6M | 0.03% |
1,895,600
+1,030,800
| +119% | +$32.6M |
|
454
State Street SPDR S&P Bank ETF
KBE
$1.66B
| $74.4M | 0.03% |
1,649,518
-195,020
| -11% | -$8.36M |
|
455
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
| $74.2M | 0.03% |
1,528,288
+126,579
| +9% | +$6.17M |
|
456
PUT
Walt Disney
DIS
$172B
| $74.2M | 0.03% |
752,923
+348,923
| +86% | +$35.9M |
|
457
International Paper
IP
$22.7B
| $74.2M | 0.03% |
1,378,800
-137,228
| -9% | -$7.22M |
|
458
iShares Short Maturity Bond ETF
NEAR
$4.82B
| $74M | 0.03% |
1,472,342
-89,668
| -6% | -$4.51M |
|
459
Pampa Energía
PAM
$4.56B
| $73.8M | 0.03% |
1,133,840
+478,385
| +73% | +$28.1M |
|
460
Elevance Health
ELV
$82.9B
| $73.5M | 0.03% |
386,837
-13,729
| -3% | -$2.61M |
|
461
Vanguard Total International Bond ETF
BNDX
$82.1B
| $73M | 0.03% |
1,337,936
+23,056
| +2% | +$1.26M |
|
462
Vanguard Mega Cap Value ETF
MGV
$13.2B
| $72.8M | 0.03% |
1,013,857
-1,734
| -0.2% | -$122K |
|
|
FIG
463
DELISTED
Fortress Investment Group Llc
FIG
| $72.7M | 0.03% |
9,123,257
-22,957
| -0.3% | -$183K |
|
464
CALL
iShares China Large-Cap ETF
FXI
$4.31B
| $72.6M | 0.03% |
1,648,500
+87,100
| +6% | +$3.73M |
|
465
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $72.4M | 0.03% |
2,439,989
+237,388
| +11% | +$6.89M |
|
466
Air Products & Chemicals
APD
$65.1B
| $72.4M | 0.03% |
478,841
-9,974
| -2% | -$1.46M |
|
467
PUT
VanEck Semiconductor ETF
SMH
$61.6B
| $72.3M | 0.03% |
1,550,000
+1,330,000
| +605% | +$58.1M |
|
468
Vanguard Energy ETF
VDE
$9.94B
| $72.2M | 0.03% |
771,499
+58,238
| +8% | +$5.17M |
|
469
Scotiabank
BNS
$106B
| $72.2M | 0.03% |
1,123,210
+81,838
| +8% | +$5.09M |
|
470
Berkshire Hathaway Class A
BRK.A
$1.1T
| $72M | 0.03% |
262
+4
| +2% | +$1.06M |
|
471
PUT
General Dynamics
GD
$105B
| $72M | 0.03% |
+350,000
| New | +$70.1M |
|
472
Capital One
COF
$130B
| $71.1M | 0.03% |
839,799
-19,435
| -2% | -$1.6M |
|
473
Emerson Electric
EMR
$82.4B
| $71.1M | 0.03% |
1,131,230
-2,281
| -0.2% | -$138K |
|
474
PUT
General Motors
GM
$82.1B
| $71M | 0.03% |
1,759,000
-92,500
| -5% | -$3.38M |
|
475
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
| $70.7M | 0.03% |
2,373,373
+65,624
| +3% | +$1.94M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.