UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Charter Communications
CHTR
$16.9B
| $62.3M | 0.03% |
216,272
+105,154
| +95% | +$28.3M |
|
452
Schwab U.S Small- Cap ETF
SCHA
$22.3B
| $62.2M | 0.03% |
4,046,008
-169,712
| -4% | -$2.5M |
|
|
PXD
453
DELISTED
Pioneer Natural Resource Co.
PXD
| $62.1M | 0.03% |
344,720
-76,865
| -18% | -$14.1M |
|
454
PUT
IBM
IBM
$209B
| $61.9M | 0.03% |
390,263
+58,367
| +18% | +$8.89M |
|
455
Royal Bank of Canada
RY
$292B
| $61.9M | 0.03% |
914,223
-59,689
| -6% | -$3.87M |
|
|
AET
456
CALL
DELISTED
Aetna Inc
AET
| $61.8M | 0.03% |
498,300
+451,800
| +972% | +$54.1M |
|
457
CALL
Bristol-Myers Squibb
BMY
$132B
| $61.6M | 0.03% |
1,053,874
+915,074
| +659% | +$50M |
|
458
Cincinnati Financial
CINF
$26.8B
| $61.6M | 0.03% |
812,676
-47,873
| -6% | -$3.56M |
|
459
PUT
Intel
INTC
$460B
| $61.5M | 0.03% |
1,696,300
+370,800
| +28% | +$13.3M |
|
460
Invesco Mortgage Capital
IVR
$759M
| $61.4M | 0.03% |
420,381
+248,607
| +145% | +$36.9M |
|
|
PPL
461
CALL
PPL Corp
PPL
$26.8B
| $61.3M | 0.03% |
1,799,000
-125,800
| -7% | -$4.22M |
|
|
CHK
462
CALL
DELISTED
Chesapeake Energy Corporation
CHK
| $60.8M | 0.03% |
43,333
+5,250
| +14% | +$6.86M |
|
463
CALL
Packaging Corp of America
PKG
$22.2B
| $60.8M | 0.03% |
717,100
+261,600
| +57% | +$21.9M |
|
|
TFCF
464
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $60.5M | 0.03% |
2,220,732
-1,236,401
| -36% | -$33.1M |
|
465
CALL
General Dynamics
GD
$103B
| $60.4M | 0.03% |
349,900
+159,900
| +84% | +$26.2M |
|
466
CenterPoint Energy
CNP
$27.8B
| $60.4M | 0.03% |
2,449,870
+1,914,491
| +358% | +$44.8M |
|
467
Under Armour
UAA
$2.91B
| $60.2M | 0.03% |
2,072,867
+490,037
| +31% | +$16.1M |
|
468
Dick's Sporting Goods
DKS
$17.9B
| $60.1M | 0.03% |
1,131,651
+973,845
| +617% | +$55.9M |
|
469
PUT
Halliburton
HAL
$26.4B
| $60M | 0.03% |
1,109,100
+135,700
| +14% | +$6.77M |
|
470
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$571M
| $59.9M | 0.03% |
2,250,420
-465,574
| -17% | -$11.8M |
|
471
Clorox
CLX
$11.7B
| $59.8M | 0.03% |
498,051
-10,053
| -2% | -$1.19M |
|
472
iShares MSCI Australia ETF
EWA
$1.41B
| $59.7M | 0.03% |
2,951,995
-538,547
| -15% | -$11.1M |
|
473
iShares Russell Top 200 Value ETF
IWX
$3.96B
| $59.2M | 0.03% |
1,259,692
-78,325
| -6% | -$3.55M |
|
474
CALL
Eli Lilly
LLY
$1.03T
| $59.1M | 0.03% |
803,000
+800,000
| +26,667% | +$59.6M |
|
475
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.35B
| $58.5M | 0.03% |
1,492,161
-62,540
| -4% | -$2.4M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.