UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PIM
4701
Franklin Master Intermediate Income Trust
PIM
$154M
| $435K | ﹤0.01% |
102,910
+1,808
| +2% | +$7.47K |
|
|
CIVI
4702
DELISTED
Civitas Resources
CIVI
| $433K | ﹤0.01% |
22,392
+5,060
| +29% | +$106K |
|
|
MTA
4703
Metalla Royalty & Streaming
MTA
$854M
| $433K | ﹤0.01% |
34,497
+19,285
| +127% | +$178K |
|
|
BWIN
4704
Baldwin Insurance Group
BWIN
$3B
| $433K | ﹤0.01% |
14,435
+12,140
| +529% | +$351K |
|
|
BMY.RT
4705
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| $433K | ﹤0.01% |
627,973
-60,621
| -9% | -$129K |
|
|
FT
4706
Franklin Universal Trust
FT
$198M
| $432K | ﹤0.01% |
57,640
+24,576
| +74% | +$175K |
|
|
TPZ
4707
Tortoise Electrification Infrastructure ETF
TPZ
$127M
| $432K | ﹤0.01% |
39,033
-4,310
| -10% | -$41.7K |
|
|
AEGN
4708
DELISTED
Aegion Corp
AEGN
| $432K | ﹤0.01% |
22,729
+9,967
| +78% | +$167K |
|
|
JHI
4709
John Hancock Investors Trust
JHI
$118M
| $431K | ﹤0.01% |
24,992
+2,657
| +12% | +$44K |
|
4710
CALL
Pultegroup
PHM
$24.6B
| $431K | ﹤0.01% |
+10,000
| New | +$443K |
|
|
SLCA
4711
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $431K | ﹤0.01% |
61,387
-171,953
| -74% | -$747K |
|
4712
PUT
American Water Works
AWK
$26.8B
| $430K | ﹤0.01% |
2,800
+1,200
| +75% | +$185K |
|
4713
Descartes Systems
DSGX
$6.65B
| $430K | ﹤0.01% |
7,343
+456
| +7% | +$25.8K |
|
|
SPTN
4714
DELISTED
SpartanNash
SPTN
| $430K | ﹤0.01% |
24,697
-6,519
| -21% | -$122K |
|
|
GOCO
4715
DELISTED
GoHealth
GOCO
| $429K | ﹤0.01% |
2,095
-435
| -17% | -$80.8K |
|
4716
Red Robin
RRGB
$151M
| $427K | ﹤0.01% |
22,185
-8,457
| -28% | -$142K |
|
|
TBI
4717
Trueblue
TBI
$302M
| $427K | ﹤0.01% |
22,843
+9,104
| +66% | +$164K |
|
|
EMWP
4718
DELISTED
Eros Media World PLC
EMWP
| $427K | ﹤0.01% |
11,738
+7,738
| +193% | +$336K |
|
|
CET
4719
Central Securities Corp
CET
$1.63B
| $424K | ﹤0.01% |
12,982
-22,613
| -64% | -$685K |
|
|
MGF
4720
Aberdeen Government Markets Income Fund
MGF
$92.9M
| $424K | ﹤0.01% |
92,340
+15,611
| +20% | +$72.1K |
|
4721
Penumbra
PEN
$12.9B
| $424K | ﹤0.01% |
2,423
-10,797
| -82% | -$2.37M |
|
4722
XPEL
XPEL
$1.35B
| $424K | ﹤0.01% |
8,233
+7,759
| +1,637% | +$281K |
|
|
TARO
4723
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $424K | ﹤0.01% |
5,775
-62,385
| -92% | -$4.01M |
|
4724
Gladstone Investment Corp
GAIN
$654M
| $423K | ﹤0.01% |
41,901
-44,999
| -52% | -$428K |
|
4725
FlexShares Global Quality Real Estate Index Fund
GQRE
$423M
| $423K | ﹤0.01% |
7,352
-140
| -2% | -$7.73K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.