UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.44% |
| 2 | Healthcare | 6.97% |
| 3 | Financials | 5.8% |
| 4 | Consumer Discretionary | 5.68% |
| 5 | Communication Services | 4.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4701
Veru
VERU
$46M
| $207K | ﹤0.01% |
6,339
+4,957
| +359% | +$186K |
|
|
HPR
4702
DELISTED
HighPoint Resources Corporation
HPR
| $207K | ﹤0.01% |
21,793
+18,841
| +638% | +$839K |
|
|
MRC
4703
DELISTED
MRC Global
MRC
| $206K | ﹤0.01% |
48,502
-11,672
| -19% | -$110K |
|
4704
FlexShares STOXX Global ESG Select Index Fund
ESGG
$116M
| $205K | ﹤0.01% |
2,370
-16,854
| -88% | -$1.71M |
|
4705
Spyre Therapeutics
SYRE
$8.98B
| $205K | ﹤0.01% |
1,761
-439
| -20% | -$74.7K |
|
|
SILK
4706
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
| $205K | ﹤0.01% |
6,500
-2,887
| -31% | -$116K |
|
|
HNGR
4707
DELISTED
Hanger Inc.
HNGR
| $205K | ﹤0.01% |
13,193
-20,861
| -61% | -$472K |
|
|
FMO
4708
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
| $205K | ﹤0.01% |
32,509
-6,936
| -18% | -$200K |
|
4709
AdvanSix
ASIX
$427M
| $204K | ﹤0.01% |
21,392
-21,584
| -50% | -$335K |
|
4710
UroGen Pharma
URGN
$2.34B
| $204K | ﹤0.01% |
11,460
-10,400
| -48% | -$281K |
|
|
ESHY
4711
DELISTED
Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF
ESHY
| $204K | ﹤0.01% |
11,336
+9,406
| +487% | +$196K |
|
4712
Customers Bancorp
CUBI
$2.8B
| $203K | ﹤0.01% |
18,631
-12,804
| -41% | -$248K |
|
4713
GeoPark
GPRK
$602M
| $203K | ﹤0.01% |
28,769
+19,022
| +195% | +$304K |
|
4714
Kirby Corp
KEX
$7.26B
| $203K | ﹤0.01% |
4,670
-10,189
| -69% | -$693K |
|
|
NXG
4715
NXG NextGen Infrastructure Income Fund
NXG
$352M
| $203K | ﹤0.01% |
8,382
+507
| +6% | +$22.1K |
|
4716
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
| $203K | ﹤0.01% |
8,958
-8,235
| -48% | -$457K |
|
|
BCOV
4717
DELISTED
Brightcove, Inc.
BCOV
| $203K | ﹤0.01% |
29,099
-23,822
| -45% | -$192K |
|
4718
Matrix Service
MTRX
$330M
| $202K | ﹤0.01% |
21,322
-16,481
| -44% | -$254K |
|
4719
NovaGold Resources
NG
$3.4B
| $202K | ﹤0.01% |
27,353
-3,375,899
| -99% | -$28.9M |
|
|
PFNX
4720
DELISTED
Pfenex Inc.
PFNX
| $202K | ﹤0.01% |
22,923
-16,652
| -42% | -$183K |
|
|
JMF
4721
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $202K | ﹤0.01% |
139,908
-28,465
| -17% | -$165K |
|
4722
Hyster-Yale Materials Handling
HY
$614M
| $201K | ﹤0.01% |
5,022
-6,928
| -58% | -$349K |
|
|
ALX
4723
Alexander's
ALX
$1.39B
| $200K | ﹤0.01% |
723
-2,031
| -74% | -$636K |
|
4724
Anika Therapeutics
ANIK
$295M
| $200K | ﹤0.01% |
6,916
+3,156
| +84% | +$128K |
|
4725
CALL
Allison Transmission
ALSN
$10.2B
| $199K | ﹤0.01% |
+6,100
| New | +$254K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.