UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SRDX
4676
DELISTED
Surmodics
SRDX
| $451K | ﹤0.01% |
10,369
+4,072
| +65% | +$160K |
|
4677
Midland States Bancorp
MSBI
$698M
| $450K | ﹤0.01% |
25,175
+1,624
| +7% | +$26.5K |
|
4678
uniQure
QURE
$3.13B
| $450K | ﹤0.01% |
12,465
-25,389
| -67% | -$1.07M |
|
4679
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.5B
| $450K | ﹤0.01% |
6,781
-920
| -12% | -$44.7K |
|
4680
Comtech Telecommunications
CMTL
$52.1M
| $449K | ﹤0.01% |
21,711
+17,692
| +440% | +$310K |
|
4681
PDF Solutions
PDFS
$2.19B
| $448K | ﹤0.01% |
20,716
+9,773
| +89% | +$205K |
|
4682
Regal Rexnord
RRX
$11.5B
| $448K | ﹤0.01% |
3,644
-13,547
| -79% | -$1.5M |
|
4683
Helios Technologies
HLIO
$2.66B
| $447K | ﹤0.01% |
8,388
+5,317
| +173% | +$250K |
|
4684
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$597M
| $447K | ﹤0.01% |
14,371
-9,709
| -40% | -$262K |
|
4685
Boot Barn
BOOT
$4.87B
| $446K | ﹤0.01% |
10,264
+9,163
| +832% | +$345K |
|
|
NAV
4686
DELISTED
Navistar International
NAV
| $446K | ﹤0.01% |
10,150
-22,011
| -68% | -$959K |
|
|
TRTX
4687
TPG RE Finance Trust
TRTX
$610M
| $445K | ﹤0.01% |
41,870
-25,738
| -38% | -$244K |
|
4688
AdvanSix
ASIX
$427M
| $444K | ﹤0.01% |
22,209
+7,846
| +55% | +$134K |
|
4689
Liberty Latin America Class A
LILA
$1.69B
| $443K | ﹤0.01% |
58,478
+54,483
| +1,364% | +$404K |
|
4690
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
| $443K | ﹤0.01% |
20,355
+19,114
| +1,540% | +$407K |
|
4691
Atea Pharmaceuticals
AVIR
$405M
| $442K | ﹤0.01% |
+10,570
| New | +$341K |
|
|
EVRI
4692
DELISTED
Everi Holdings
EVRI
| $441K | ﹤0.01% |
31,942
-10,212
| -24% | -$111K |
|
|
IAE
4693
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.7M
| $440K | ﹤0.01% |
50,968
-2,609
| -5% | -$21.6K |
|
4694
iShares US Infrastructure ETF
IFRA
$4.62B
| $440K | ﹤0.01% |
+14,655
| New | +$409K |
|
4695
PUT
Cemex
CX
$16.2B
| $439K | ﹤0.01% |
85,000
| – | – |
|
4696
CALL
Tenet Healthcare
THC
$21.5B
| $439K | ﹤0.01% |
11,000
| – | – |
|
4697
Cars.com
CARS
$648M
| $438K | ﹤0.01% |
38,758
-7,448
| -16% | -$74.7K |
|
4698
ORIX
IX
$44.1B
| $437K | ﹤0.01% |
28,255
-345
| -1% | -$4.87K |
|
|
QELLU
4699
DELISTED
Qell Acquisition Corp. Unit
QELLU
| $437K | ﹤0.01% |
33,000
-17,000
| -34% | -$190K |
|
4700
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
| $436K | ﹤0.01% |
12,604
+6,914
| +122% | +$221K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.