UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4651
CALL
Hershey
HSY
$37.4B
| $500K | ﹤0.01% |
2,500
| – | – |
|
4652
Trustmark
TRMK
$2.79B
| $500K | ﹤0.01% |
23,006
-34,850
| -60% | -$810K |
|
|
NBO
4653
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
| $498K | ﹤0.01% |
56,904
-11,635
| -17% | -$109K |
|
4654
Aldeyra Therapeutics
ALDX
$91.7M
| $498K | ﹤0.01% |
74,595
-14,634
| -16% | -$109K |
|
4655
CALL
OR Royalties Inc
OR
$6.15B
| $498K | ﹤0.01% |
42,400
| – | – |
|
4656
LCI Industries
LCII
$2.6B
| $497K | ﹤0.01% |
4,235
-12,742
| -75% | -$1.6M |
|
4657
Cerus
CERS
$572M
| $496K | ﹤0.01% |
306,348
-19,050
| -6% | -$39.6K |
|
4658
Invesco Global Listed Private Equity ETF
PSP
$253M
| $496K | ﹤0.01% |
9,602
-1,259
| -12% | -$67.5K |
|
4659
JPMorgan Limited Duration Bond ETF
JPLD
$3.96B
| $494K | ﹤0.01% |
+9,896
| New | +$494K |
|
4660
Bristow Group
VTOL
$1.36B
| $493K | ﹤0.01% |
17,490
+345
| +2% | +$9.98K |
|
4661
Adaptive Biotechnologies
ADPT
$3.89B
| $492K | ﹤0.01% |
90,318
-12,023
| -12% | -$79.5K |
|
|
DCF
4662
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
| $489K | ﹤0.01% |
63,000
-7,295
| -10% | -$56.4K |
|
4663
Knowles
KN
$3.23B
| $488K | ﹤0.01% |
32,933
-43,023
| -57% | -$705K |
|
4664
Century Communities
CCS
$2B
| $488K | ﹤0.01% |
7,301
-12,332
| -63% | -$900K |
|
4665
Southern California Bancorp
BCAL
$699M
| $487K | ﹤0.01% |
34,737
-3,568
| -9% | -$52.5K |
|
|
STRM
4666
DELISTED
Streamline Health Solutions
STRM
| $487K | ﹤0.01% |
33,512
+6
| +0% | +$104 |
|
4667
Dime Commercial Bancshares
DCOM
$1.81B
| $486K | ﹤0.01% |
24,373
-11,726
| -32% | -$245K |
|
4668
Ennis
EBF
$556M
| $485K | ﹤0.01% |
22,879
-88
| -0.4% | -$1.87K |
|
4669
Ideal Power
IPWR
$70M
| $485K | ﹤0.01% |
50,069
-637
| -1% | -$7.05K |
|
4670
Dyne Therapeutics
DYN
$4.85B
| $485K | ﹤0.01% |
54,158
+31,589
| +140% | +$340K |
|
4671
Credit Acceptance
CACC
$6.05B
| $484K | ﹤0.01% |
1,052
-9
| -0.8% | -$4.56K |
|
|
HTBK
4672
DELISTED
Heritage Commerce
HTBK
| $484K | ﹤0.01% |
57,110
+13,210
| +30% | +$117K |
|
4673
Star Group
SGU
$417M
| $484K | ﹤0.01% |
40,197
+1,482
| +4% | +$18.3K |
|
4674
Navigator Holdings
NVGS
$1.26B
| $483K | ﹤0.01% |
32,696
+54
| +0.2% | +$745 |
|
4675
MicroSectors U.S. Big Oil 3x Leveraged ETNs due Feb 17 2045
NRGU
$24M
| $482K | ﹤0.01% |
965
+964
| +96,400% | +$434K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.