UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4626
Vera Bradley
VRA
$96.7M
| $516K | ﹤0.01% |
78,006
+1,044
| +1% | +$6.92K |
|
4627
Ooma
OOMA
$553M
| $516K | ﹤0.01% |
39,628
+12,579
| +47% | +$178K |
|
|
LOVE
4628
LoveSac
LOVE
$253M
| $514K | ﹤0.01% |
25,827
+11,873
| +85% | +$293K |
|
4629
James Hardie Industries
JHX
$17.9B
| $514K | ﹤0.01% |
19,585
+13,721
| +234% | +$388K |
|
4630
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$58.5M
| $514K | ﹤0.01% |
19,290
+4,622
| +32% | +$129K |
|
4631
Yext
YEXT
$613M
| $513K | ﹤0.01% |
81,058
-9,783
| -11% | -$83.7K |
|
4632
Relay Therapeutics
RLAY
$4.37B
| $513K | ﹤0.01% |
60,959
-133,738
| -69% | -$1.44M |
|
|
TWO
4633
Two Harbors Investment
TWO
$1.27B
| $512K | ﹤0.01% |
38,690
-11,370
| -23% | -$152K |
|
4634
City Holding Co
CHCO
$2.08B
| $510K | ﹤0.01% |
5,650
-5,454
| -49% | -$506K |
|
|
CDMO
4635
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
| $510K | ﹤0.01% |
54,054
-32,607
| -38% | -$392K |
|
4636
Global Industrial
GIC
$1.49B
| $509K | ﹤0.01% |
15,202
+3,555
| +31% | +$111K |
|
4637
Hallador Energy
HNRG
$743M
| $509K | ﹤0.01% |
35,301
+21,128
| +149% | +$223K |
|
4638
Simulations Plus
SLP
$371M
| $509K | ﹤0.01% |
12,198
-9,073
| -43% | -$411K |
|
|
OLO
4639
DELISTED
Olo Inc
OLO
| $508K | ﹤0.01% |
83,871
-136,845
| -62% | -$894K |
|
4640
RxSight
RXST
$292M
| $508K | ﹤0.01% |
18,223
-729
| -4% | -$21.7K |
|
4641
Nano X Imaging
NNOX
$73.2M
| $508K | ﹤0.01% |
77,474
-8,325
| -10% | -$85.6K |
|
4642
DXP Enterprises
DXPE
$3.04B
| $507K | ﹤0.01% |
14,518
+4,126
| +40% | +$149K |
|
|
EB
4643
DELISTED
Eventbrite
EB
| $506K | ﹤0.01% |
51,338
-6,188
| -11% | -$63.4K |
|
|
AD
4644
Array Digital Infrastructure
AD
$3.04B
| $505K | ﹤0.01% |
11,749
+7,840
| +201% | +$254K |
|
4645
CALL
CryoPort
CYRX
$766M
| $503K | ﹤0.01% |
+36,700
| New | +$540K |
|
|
4646
PUT
CryoPort
CYRX
$766M
| $503K | ﹤0.01% |
+36,700
| New | +$540K |
|
4647
Harmony Biosciences
HRMY
$2.24B
| $502K | ﹤0.01% |
15,323
-44,174
| -74% | -$1.53M |
|
4648
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
| $501K | ﹤0.01% |
20,191
-5,987
| -23% | -$149K |
|
|
MDC
4649
DELISTED
M.D.C. Holdings, Inc.
MDC
| $501K | ﹤0.01% |
12,161
-35,371
| -74% | -$1.65M |
|
|
KRTX
4650
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
| $501K | ﹤0.01% |
2,961
-13,555
| -82% | -$2.55M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.