UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4601
TriMas Corp
TRS
$1.41B
| $525K | ﹤0.01% |
21,198
-9,919
| -32% | -$258K |
|
|
SAND
4602
DELISTED
Sandstorm Gold
SAND
| $525K | ﹤0.01% |
112,588
-15,018
| -12% | -$78.8K |
|
4603
Supernus Pharmaceuticals
SUPN
$2.74B
| $525K | ﹤0.01% |
19,029
-34,884
| -65% | -$1.06M |
|
4604
Glaukos
GKOS
$11.2B
| $525K | ﹤0.01% |
6,971
-33,669
| -83% | -$2.51M |
|
|
VLD
4605
DELISTED
Velo3D, Inc.
VLD
| $524K | ﹤0.01% |
9,601
+1,712
| +22% | +$106K |
|
4606
CALL
Kohl's
KSS
$2.22B
| $524K | ﹤0.01% |
+25,000
| New | +$631K |
|
4607
Evolv Technologies
EVLV
$1.04B
| $524K | ﹤0.01% |
107,814
+18,874
| +21% | +$116K |
|
4608
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
| $524K | ﹤0.01% |
12,723
+5,252
| +70% | +$222K |
|
4609
Ducommun
DCO
$3.04B
| $524K | ﹤0.01% |
12,036
+1,820
| +18% | +$82.6K |
|
4610
Noble Corp
NE
$7.04B
| $524K | ﹤0.01% |
10,337
-50,363
| -83% | -$2.57M |
|
|
AVID
4611
DELISTED
Avid Technology Inc
AVID
| $524K | ﹤0.01% |
19,484
-22,286
| -53% | -$586K |
|
|
AAT
4612
American Assets Trust
AAT
$1.39B
| $523K | ﹤0.01% |
26,873
+19,087
| +245% | +$401K |
|
4613
CALL
Riot Platforms
RIOT
$7.21B
| $522K | ﹤0.01% |
+56,000
| New | +$771K |
|
4614
UNIFI
UFI
$127M
| $522K | ﹤0.01% |
73,452
+14,154
| +24% | +$105K |
|
4615
Banco de Chile
BCH
$20.2B
| $521K | ﹤0.01% |
25,780
+1,292
| +5% | +$27.4K |
|
4616
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$316M
| $521K | ﹤0.01% |
23,113
-1,780
| -7% | -$41.2K |
|
4617
Archrock
AROC
$5.84B
| $520K | ﹤0.01% |
41,270
-188,619
| -82% | -$2.26M |
|
4618
OPAL Fuels
OPAL
$67.1M
| $519K | ﹤0.01% |
63,300
-700
| -1% | -$5.14K |
|
4619
CALL
FuboTV Inc
FUBO
$293M
| $518K | ﹤0.01% |
16,175
+7,842
| +94% | +$243K |
|
|
AGNT
4620
AGNT Inc
AGNT
$752M
| $518K | ﹤0.01% |
31,890
-26,661
| -46% | -$550K |
|
4621
Chefs' Warehouse
CHEF
$4.53B
| $516K | ﹤0.01% |
24,384
+5,674
| +30% | +$174K |
|
4622
Alector
ALEC
$228M
| $516K | ﹤0.01% |
79,682
-11,359
| -12% | -$73.5K |
|
|
CVAC
4623
DELISTED
CureVac
CVAC
| $516K | ﹤0.01% |
75,556
-13,200
| -15% | -$117K |
|
4624
German American Bancorp
GABC
$1.91B
| $516K | ﹤0.01% |
19,049
-7,232
| -28% | -$207K |
|
4625
Ecopetrol
EC
$34.9B
| $516K | ﹤0.01% |
44,536
+2,169
| +5% | +$24.9K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.