UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4601
BRC Group Holdings
RILY
$292M
| $648K | ﹤0.01% |
25,762
+9,980
| +63% | +$263K |
|
|
STR
4602
DELISTED
Sitio Royalties
STR
| $647K | ﹤0.01% |
22,908
-623,092
| -96% | -$15.9M |
|
4603
Franklin US Core Dividend Tilt Index ETF
UDIV
$146M
| $647K | ﹤0.01% |
21,030
-4,156
| -17% | -$124K |
|
4604
PUT
Alcoa
AA
$14.3B
| $645K | ﹤0.01% |
30,000
-125,000
| -81% | -$2.59M |
|
4605
iShares MSCI Global Sustainable Development Goals ETF
SDG
$174M
| $645K | ﹤0.01% |
9,860
-87
| -0.9% | -$5.39K |
|
|
SBR
4606
Sabine Royalty Trust
SBR
$1.06B
| $643K | ﹤0.01% |
15,952
+800
| +5% | +$31.7K |
|
|
STFC
4607
DELISTED
State Auto Financial Corp
STFC
| $643K | ﹤0.01% |
20,724
+7,391
| +55% | +$238K |
|
4608
CNB Financial Corp
CCNE
$1.02B
| $642K | ﹤0.01% |
19,650
+8,398
| +75% | +$263K |
|
|
CHN
4609
DELISTED
China Fund
CHN
| $642K | ﹤0.01% |
30,448
+266
| +0.9% | +$5.47K |
|
4610
Financial Institutions
FISI
$821M
| $642K | ﹤0.01% |
19,993
+4,712
| +31% | +$148K |
|
|
PRTY
4611
DELISTED
Party City Holdco Inc.
PRTY
| $642K | ﹤0.01% |
274,417
+181,222
| +194% | +$682K |
|
4612
PUT
BlueLinx
BXC
$706M
| $641K | ﹤0.01% |
+45,000
| New | +$923K |
|
|
MTT
4613
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
| $641K | ﹤0.01% |
30,638
+3,267
| +12% | +$70.4K |
|
4614
Lesaka Technologies
LSAK
$414M
| $640K | ﹤0.01% |
171,983
-13,754
| -7% | -$45.6K |
|
|
EPZM
4615
DELISTED
Epizyme, Inc
EPZM
| $640K | ﹤0.01% |
26,028
-146,676
| -85% | -$2.18M |
|
4616
State Street SPDR S&P Global Dividend ETF
WDIV
$279M
| $639K | ﹤0.01% |
8,950
+518
| +6% | +$36K |
|
|
STML
4617
DELISTED
Stemline Therapeutics, Inc.
STML
| $639K | ﹤0.01% |
60,092
-100,562
| -63% | -$998K |
|
|
PRO
4618
DELISTED
PROS Holdings
PRO
| $638K | ﹤0.01% |
10,657
-1,925
| -15% | -$111K |
|
|
PTLA
4619
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
| $638K | ﹤0.01% |
26,687
-162,086
| -86% | -$4.47M |
|
4620
Palomar
PLMR
$3.47B
| $637K | ﹤0.01% |
12,625
+7,638
| +153% | +$358K |
|
4621
AMC Global Media
AMCX
$486M
| $634K | ﹤0.01% |
16,051
-19,946
| -55% | -$838K |
|
4622
NatWest
NWG
$75.8B
| $634K | ﹤0.01% |
91,417
+2,529
| +3% | +$15.8K |
|
|
ASG
4623
Liberty All-Star Growth Fund
ASG
$345M
| $633K | ﹤0.01% |
97,343
+16,198
| +20% | +$99.1K |
|
4624
Harmony Gold Mining
HMY
$12.2B
| $633K | ﹤0.01% |
174,221
+78,016
| +81% | +$250K |
|
|
IBMN
4625
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
| $633K | ﹤0.01% |
23,284
+7,484
| +47% | +$203K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.