UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GLU
4576
Gabelli Utility & Income Trust
GLU
$116M
| $560K | ﹤0.01% |
41,443
+22,708
| +121% | +$322K |
|
4577
GCM Grosvenor
GCMG
$2.82B
| $559K | ﹤0.01% |
72,008
-6,718
| -9% | -$52.2K |
|
4578
CALL
CF Industries
CF
$17.7B
| $557K | ﹤0.01% |
6,500
-200
| -3% | -$15.8K |
|
4579
Myomo
MYO
$60.2M
| $555K | ﹤0.01% |
+500,082
| New | +$425K |
|
4580
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
| $554K | ﹤0.01% |
24,379
-221
| -0.9% | -$5.18K |
|
4581
Nuveen Real Estate Income Fund
JRS
$243M
| $554K | ﹤0.01% |
82,647
-6,070
| -7% | -$44.3K |
|
4582
Pathward Financial
CASH
$1.78B
| $553K | ﹤0.01% |
11,995
-5,421
| -31% | -$270K |
|
4583
Acadia Realty Trust
AKR
$2.84B
| $550K | ﹤0.01% |
38,341
-49,652
| -56% | -$752K |
|
4584
PUT
Compass
COMP
$10.2B
| $548K | ﹤0.01% |
188,800
+149,000
| +374% | +$527K |
|
|
HQL
4585
abrdn Life Sciences Investors
HQL
$646M
| $547K | ﹤0.01% |
43,905
-4,268
| -9% | -$56.1K |
|
|
DISH
4586
CALL
DELISTED
DISH Network Corp.
DISH
| $547K | ﹤0.01% |
93,400
-64,200
| -41% | -$438K |
|
|
AXIA
4587
DELISTED
AXIA Energia
AXIA
| $547K | ﹤0.01% |
94,491
-2,908
| -3% | -$17.3K |
|
|
MIO
4588
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
| $546K | ﹤0.01% |
57,184
-907
| -2% | -$9.49K |
|
4589
Argan
AGX
$8.02B
| $545K | ﹤0.01% |
11,969
-130
| -1% | -$5.37K |
|
4590
Invesco Dorsey Wright Financial Momentum ETF
PFI
$60.4M
| $544K | ﹤0.01% |
13,145
-1,791
| -12% | -$77.5K |
|
|
OPLN
4591
Openlane
OPLN
$4.34B
| $541K | ﹤0.01% |
36,278
-49,108
| -58% | -$756K |
|
4592
Sigma Lithium
SGML
$1.27B
| $538K | ﹤0.01% |
16,599
+14,604
| +732% | +$523K |
|
4593
Nomura Holdings
NMR
$29B
| $538K | ﹤0.01% |
133,807
-4,497
| -3% | -$17.9K |
|
4594
ProShares Trust Short MSCI EAFE
EFZ
$9.96M
| $535K | ﹤0.01% |
14,087
+11,520
| +449% | +$422K |
|
4595
Verra Mobility
VRRM
$714M
| $533K | ﹤0.01% |
28,477
-158,422
| -85% | -$3.07M |
|
4596
Cabaletta Bio
CABA
$442M
| $532K | ﹤0.01% |
34,983
+20,063
| +134% | +$274K |
|
|
SNCY
4597
DELISTED
Sun Country Airlines
SNCY
| $532K | ﹤0.01% |
35,826
+34,417
| +2,443% | +$607K |
|
|
AYX
4598
PUT
DELISTED
Alteryx Inc
AYX
| $531K | ﹤0.01% |
14,100
-600
| -4% | -$21.5K |
|
4599
Kelly Services Class A
KELYA
$566M
| $530K | ﹤0.01% |
29,128
-911
| -3% | -$16.4K |
|
4600
WSFS Financial
WSFS
$4.15B
| $530K | ﹤0.01% |
14,514
-23,123
| -61% | -$922K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.