UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4526
CareTrust REIT
CTRE
$9.18B
| $590K | ﹤0.01% |
28,765
-133,938
| -82% | -$2.71M |
|
|
RCS
4527
PIMCO Strategic Income Fund
RCS
$250M
| $589K | ﹤0.01% |
110,965
-492
| -0.4% | -$2.7K |
|
4528
Grupo Cibest SA
CIB
$22.6B
| $588K | ﹤0.01% |
22,044
-138
| -0.6% | -$3.83K |
|
4529
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.09B
| $588K | ﹤0.01% |
11,205
-1,851
| -14% | -$102K |
|
4530
Sweetgreen
SG
$693M
| $588K | ﹤0.01% |
50,026
+19,945
| +66% | +$278K |
|
4531
Grupo Aeroportuario del Sureste
ASR
$8.24B
| $586K | ﹤0.01% |
2,385
+1,750
| +276% | +$473K |
|
4532
Appian
APPN
$2.49B
| $585K | ﹤0.01% |
12,833
-10,596
| -45% | -$508K |
|
|
PNT
4533
DELISTED
POINT Biopharma Global Inc. Common Stock
PNT
| $585K | ﹤0.01% |
87,639
+24,463
| +39% | +$203K |
|
4534
American Homes 4 Rent
AMH
$12.2B
| $583K | ﹤0.01% |
17,316
-152,391
| -90% | -$5.47M |
|
4535
Celldex Therapeutics
CLDX
$3.52B
| $583K | ﹤0.01% |
21,195
+20,418
| +2,628% | +$640K |
|
4536
Douglas Dynamics
PLOW
$981M
| $583K | ﹤0.01% |
19,314
-3,665
| -16% | -$112K |
|
4537
Triumph Financial Inc
TFIN
$1.87B
| $582K | ﹤0.01% |
8,988
-2,022
| -18% | -$133K |
|
|
PRFT
4538
DELISTED
Perficient Inc
PRFT
| $582K | ﹤0.01% |
10,059
-17,838
| -64% | -$1.22M |
|
4539
Donnelley Financial Solutions
DFIN
$1.17B
| $580K | ﹤0.01% |
10,314
-11,669
| -53% | -$566K |
|
4540
Barrett Business Services
BBSI
$756M
| $580K | ﹤0.01% |
25,720
-3,328
| -11% | -$76.8K |
|
4541
uniQure
QURE
$3.26B
| $580K | ﹤0.01% |
86,469
+69,533
| +411% | +$626K |
|
4542
Ameresco
AMRC
$1.47B
| $580K | ﹤0.01% |
15,044
+10,271
| +215% | +$496K |
|
4543
Nuveen Global High Income Fund
JGH
$357M
| $580K | ﹤0.01% |
50,691
+1,417
| +3% | +$16.3K |
|
4544
Tronox
TROX
$958M
| $578K | ﹤0.01% |
42,994
-34,696
| -45% | -$464K |
|
4545
CALL
Norwegian Cruise Line
NCLH
$8.98B
| $577K | ﹤0.01% |
+35,000
| New | +$646K |
|
4546
Ardmore Shipping
ASC
$681M
| $576K | ﹤0.01% |
44,258
+1,076
| +2% | +$13.8K |
|
4547
Urban Edge Properties
UE
$2.75B
| $576K | ﹤0.01% |
37,726
-85,358
| -69% | -$1.4M |
|
4548
Oceaneering
OII
$5.08B
| $575K | ﹤0.01% |
22,372
| – | – |
|
|
HDSN
4549
Hudson Technologies
HDSN
$239M
| $575K | ﹤0.01% |
43,217
+437
| +1% | +$4.72K |
|
4550
CALL
Spotify
SPOT
$101B
| $574K | ﹤0.01% |
3,715
| – | – |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.