UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4501
Origin Bancorp
OBK
$1.67B
| $612K | ﹤0.01% |
21,206
-5,734
| -21% | -$175K |
|
4502
Rhythm Pharmaceuticals
RYTM
$8.1B
| $611K | ﹤0.01% |
26,651
-61,198
| -70% | -$1.37M |
|
|
DMF
4503
DELISTED
BNY Mellon Municipal Income
DMF
| $611K | ﹤0.01% |
107,730
-3,213
| -3% | -$19.8K |
|
4504
PUT
Align Technology
ALGN
$12.4B
| $611K | ﹤0.01% |
2,000
| – | – |
|
4505
Camping World
CWH
$659M
| $610K | ﹤0.01% |
29,892
-5,448
| -15% | -$144K |
|
4506
Davis Select International ETF
DINT
$291M
| $610K | ﹤0.01% |
34,179
+992
| +3% | +$18.7K |
|
4507
Fabrinet
FN
$20.5B
| $608K | ﹤0.01% |
3,648
-18,886
| -84% | -$2.62M |
|
4508
State Street SPDR S&P Telecom ETF
XTL
$555M
| $606K | ﹤0.01% |
8,540
-266
| -3% | -$19.7K |
|
4509
PUT
Wayfair
W
$13.9B
| $606K | ﹤0.01% |
10,000
| – | – |
|
4510
Chesapeake Utilities
CPK
$3.25B
| $605K | ﹤0.01% |
6,186
-15,287
| -71% | -$1.73M |
|
4511
Enact Holdings
ACT
$6.79B
| $604K | ﹤0.01% |
22,183
+909
| +4% | +$25.3K |
|
4512
Vera Therapeutics
VERA
$2.08B
| $602K | ﹤0.01% |
43,935
+23,202
| +112% | +$398K |
|
4513
Ramaco Resources Class A
METC
$692M
| $602K | ﹤0.01% |
56,631
-69,762
| -55% | -$585K |
|
4514
Invesco Bond Fund
VBF
$169M
| $601K | ﹤0.01% |
41,539
+8,734
| +27% | +$129K |
|
|
TSI
4515
TCW Strategic Income Fund
TSI
$214M
| $601K | ﹤0.01% |
131,155
-15,519
| -11% | -$72.2K |
|
4516
MYR Group
MYRG
$5.18B
| $599K | ﹤0.01% |
4,445
-8,541
| -66% | -$1.21M |
|
|
LGF.B
4517
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $598K | ﹤0.01% |
76,017
-27,416
| -27% | -$206K |
|
4518
C4 Therapeutics
CCCC
$502M
| $598K | ﹤0.01% |
321,609
+51,807
| +19% | +$158K |
|
4519
Belpointe PREP
OZ
$191M
| $596K | ﹤0.01% |
6,950
+2,382
| +52% | +$206K |
|
|
BIG
4520
PUT
DELISTED
Big Lots, Inc.
BIG
| $594K | ﹤0.01% |
+116,200
| New | +$884K |
|
4521
Kennametal
KMT
$2.35B
| $593K | ﹤0.01% |
23,838
-18,248
| -43% | -$494K |
|
4522
Vanguard US Value Factor ETF
VFVA
$945M
| $592K | ﹤0.01% |
5,917
-20,765
| -78% | -$2.14M |
|
4523
Paylocity
PCTY
$7.73B
| $592K | ﹤0.01% |
3,258
-8,318
| -72% | -$1.67M |
|
|
MNP
4524
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
| $592K | ﹤0.01% |
55,948
+156
| +0.3% | +$1.78K |
|
4525
LG Display
LPL
$3.37B
| $591K | ﹤0.01% |
121,087
+102,963
| +568% | +$542K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.