UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4476
TechnipFMC
FTI
$29.5B
| $632K | ﹤0.01% |
31,054
-121,966
| -80% | -$2.3M |
|
4477
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$701M
| $631K | ﹤0.01% |
11,790
-100
| -0.8% | -$5.38K |
|
4478
Marcus & Millichap
MMI
$1.18B
| $628K | ﹤0.01% |
21,417
-14,656
| -41% | -$491K |
|
|
TEAF
4479
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
| $626K | ﹤0.01% |
52,278
+36,765
| +237% | +$463K |
|
4480
CALL
Archer Daniels Midland
ADM
$38.6B
| $626K | ﹤0.01% |
8,300
| – | – |
|
|
4481
PUT
Archer Daniels Midland
ADM
$38.6B
| $626K | ﹤0.01% |
8,300
| – | – |
|
4482
CareDx
CDNA
$2.45B
| $625K | ﹤0.01% |
89,268
-22,471
| -20% | -$208K |
|
4483
Life Time Group Holdings
LTH
$9.9B
| $625K | ﹤0.01% |
41,070
+37,386
| +1,015% | +$659K |
|
4484
Trinity Industries
TRN
$2.3B
| $625K | ﹤0.01% |
25,647
-50,258
| -66% | -$1.27M |
|
|
ASRT
4485
DELISTED
Assertio
ASRT
| $623K | ﹤0.01% |
16,230
+2,523
| +18% | +$147K |
|
4486
Equinox Gold
EQX
$13.1B
| $622K | ﹤0.01% |
147,141
-28,312
| -16% | -$137K |
|
4487
CarGurus
CARG
$3.29B
| $622K | ﹤0.01% |
35,504
-24,411
| -41% | -$482K |
|
4488
Hyster-Yale Materials Handling
HY
$614M
| $621K | ﹤0.01% |
13,941
+289
| +2% | +$13.4K |
|
4489
Ormat Technologies
ORA
$6.97B
| $620K | ﹤0.01% |
8,871
-33
| -0.4% | -$2.56K |
|
4490
Morningstar
MORN
$7.41B
| $620K | ﹤0.01% |
2,647
-6,340
| -71% | -$1.43M |
|
|
OPI
4491
DELISTED
Office Properties Income Trust
OPI
| $620K | ﹤0.01% |
151,210
+37,041
| +32% | +$257K |
|
|
AVNS
4492
DELISTED
Avanos Medical
AVNS
| $619K | ﹤0.01% |
30,613
-99,282
| -76% | -$2.25M |
|
4493
Renaissance IPO ETF
IPO
$166M
| $619K | ﹤0.01% |
19,350
+795
| +4% | +$26.4K |
|
4494
CALL
Melco Resorts & Entertainment
MLCO
$2.14B
| $618K | ﹤0.01% |
62,476
-61,736
| -50% | -$716K |
|
4495
Horace Mann Educators
HMN
$2.09B
| $618K | ﹤0.01% |
21,028
-25,385
| -55% | -$737K |
|
4496
Standex International
SXI
$4B
| $617K | ﹤0.01% |
4,234
-6,003
| -59% | -$894K |
|
|
LBAI
4497
DELISTED
Lakeland Bancorp Inc
LBAI
| $615K | ﹤0.01% |
48,753
+9,780
| +25% | +$135K |
|
4498
Lifecore Biomedical
LFCR
$181M
| $615K | ﹤0.01% |
81,531
+76,531
| +1,531% | +$700K |
|
4499
Bank of N.T. Butterfield & Son
NTB
$2.5B
| $615K | ﹤0.01% |
22,709
-8,569
| -27% | -$249K |
|
4500
Hawaiian Electric Industries
HE
$2.06B
| $615K | ﹤0.01% |
49,941
-29,436
| -37% | -$716K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.