UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
PUT
UnitedHealth
UNH
$370B
| $137M | 0.04% |
349,744
+161,800
| +86% | +$67M |
|
427
iShares Semiconductor ETF
SOXX
$48.6B
| $136M | 0.04% |
917,304
-416,253
| -31% | -$63.3M |
|
428
Schwab US Mid-Cap ETF
SCHM
$15.1B
| $136M | 0.04% |
5,326,338
+170,451
| +3% | +$4.45M |
|
|
WBA
429
DELISTED
Walgreens Boots Alliance
WBA
| $136M | 0.04% |
2,888,502
+95,048
| +3% | +$4.58M |
|
430
BlackRock Health Sciences Trust II
BMEZ
$972M
| $135M | 0.04% |
5,017,287
+287,964
| +6% | +$8.24M |
|
431
PUT
Target
TGT
$67.3B
| $135M | 0.04% |
589,900
+109,200
| +23% | +$27.4M |
|
432
Vanguard Total International Stock ETF
VXUS
$158B
| $135M | 0.04% |
2,128,517
-159,536
| -7% | -$10.4M |
|
433
Constellation Brands
STZ
$22.4B
| $134M | 0.04% |
635,162
+542
| +0.1% | +$118K |
|
434
ARK Innovation ETF
ARKK
$6.09B
| $134M | 0.04% |
1,209,730
+722,160
| +148% | +$86.9M |
|
|
SPLK
435
DELISTED
Splunk Inc
SPLK
| $134M | 0.04% |
923,242
+382,508
| +71% | +$55.7M |
|
436
Stellantis
STLA
$22.1B
| $134M | 0.04% |
6,994,631
-3,845,874
| -35% | -$76.1M |
|
437
TE Connectivity
TEL
$62.9B
| $133M | 0.04% |
971,679
+50,156
| +5% | +$7.24M |
|
438
Freeport-McMoran
FCX
$96.7B
| $133M | 0.04% |
4,097,078
-170,190
| -4% | -$5.99M |
|
439
Infosys
INFY
$51B
| $133M | 0.04% |
5,978,381
-248,035
| -4% | -$5.61M |
|
440
CALL
Unity
U
$15.4B
| $133M | 0.04% |
1,053,550
-880,350
| -46% | -$104M |
|
|
HDV
441
iShares Core High Dividend ETF
HDV
$14.8B
| $133M | 0.04% |
7,034,190
+85,220
| +1% | +$1.65M |
|
442
MetLife
MET
$61.9B
| $132M | 0.04% |
2,145,154
-310,183
| -13% | -$18.7M |
|
443
Yum! Brands
YUM
$40.3B
| $132M | 0.04% |
1,078,552
+7,378
| +0.7% | +$936K |
|
444
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $132M | 0.04% |
1,507,426
-138,894
| -8% | -$12.2M |
|
445
Dominion Energy
D
$60.9B
| $131M | 0.04% |
1,800,067
+225,074
| +14% | +$17.2M |
|
446
Oneok
OKE
$55.2B
| $131M | 0.04% |
2,260,275
+375,971
| +20% | +$20.2M |
|
447
Vanguard Russell 1000 Value ETF
VONV
$21.1B
| $131M | 0.04% |
1,901,538
-197,089
| -9% | -$13.9M |
|
448
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.52B
| $130M | 0.04% |
997,565
+60,105
| +6% | +$7.92M |
|
449
iShares Core S&P US Growth ETF
IUSG
$33.5B
| $129M | 0.04% |
1,258,280
-24,377
| -2% | -$2.57M |
|
450
Capital One
COF
$136B
| $129M | 0.04% |
794,806
+221,915
| +39% | +$36.2M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.