UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
| $75.7M | 0.04% |
2,576,358
-299,482
| -10% | -$9.04M |
|
427
Applied Materials
AMAT
$424B
| $74.5M | 0.04% |
1,625,576
-632,826
| -28% | -$36.4M |
|
428
Clorox
CLX
$12.8B
| $74.2M | 0.04% |
428,359
+69,852
| +19% | +$11.5M |
|
429
First Trust Capital Strength ETF
FTCS
$7.93B
| $74.1M | 0.03% |
1,490,640
+23,117
| +2% | +$1.33M |
|
430
Exelon
EXC
$47.1B
| $73.9M | 0.03% |
2,814,083
-63,148
| -2% | -$1.99M |
|
431
WisdomTree US MidCap Dividend Fund
DON
$4.09B
| $73.6M | 0.03% |
3,047,850
-449,009
| -13% | -$15.1M |
|
432
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $73.3M | 0.03% |
1,175,635
+543,792
| +86% | +$33.4M |
|
433
Constellation Brands
STZ
$22.3B
| $73.3M | 0.03% |
511,112
-299,853
| -37% | -$52.9M |
|
434
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
| $73.2M | 0.03% |
3,252,058
-417,360
| -11% | -$11.5M |
|
435
Kroger
KR
$34.7B
| $72.8M | 0.03% |
2,416,076
+1,640,863
| +212% | +$48.2M |
|
436
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.57B
| $71.9M | 0.03% |
713,420
+137,135
| +24% | +$13.8M |
|
|
SAFE
437
Safehold
SAFE
$1.15B
| $71.3M | 0.03% |
1,379,696
+21,310
| +2% | +$1.44M |
|
438
CALL
Johnson & Johnson
JNJ
$621B
| $71.1M | 0.03% |
542,200
+477,000
| +732% | +$67.7M |
|
439
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $70.7M | 0.03% |
1,452,047
+111,200
| +8% | +$5.46M |
|
440
PUT
Biogen
BIIB
$30.5B
| $70.6M | 0.03% |
223,300
+78,900
| +55% | +$23.9M |
|
|
441
CALL
Boeing
BA
$190B
| $70.4M | 0.03% |
471,900
+312,450
| +196% | +$85.5M |
|
|
442
PUT
Johnson & Johnson
JNJ
$621B
| $70.2M | 0.03% |
535,700
+259,600
| +94% | +$36.8M |
|
443
DuPont de Nemours
DD
$19.9B
| $69.9M | 0.03% |
1,633,371
-285,454
| -15% | -$17.5M |
|
444
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
| $69.8M | 0.03% |
1,012,380
-169,756
| -14% | -$15M |
|
445
Stryker
SYK
$129B
| $69.6M | 0.03% |
417,855
-363,069
| -46% | -$70.9M |
|
446
Deere & Co
DE
$165B
| $69.5M | 0.03% |
503,342
-131,875
| -21% | -$20.9M |
|
447
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.63B
| $69.2M | 0.03% |
3,138,731
-2,471,827
| -44% | -$66M |
|
448
iShares US Medical Devices ETF
IHI
$3.34B
| $68.9M | 0.03% |
1,835,394
-162,438
| -8% | -$6.84M |
|
449
State Street SPDR S&P Retail ETF
XRT
$329M
| $67.9M | 0.03% |
2,278,879
+676,180
| +42% | +$27.4M |
|
450
Enbridge
ENB
$113B
| $67.5M | 0.03% |
2,321,022
+45,116
| +2% | +$1.67M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.