UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
iShares MSCI Mexico ETF
EWW
$1.92B
| $83M | 0.04% |
1,518,967
-128,128
| -8% | -$7.2M |
|
427
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
| $81.9M | 0.04% |
995,866
+12,694
| +1% | +$990K |
|
428
First Trust Dorsey Wright International Focus 5 ETF
IFV
$222M
| $81.3M | 0.04% |
3,801,731
+320,930
| +9% | +$6.68M |
|
|
BNY
429
Bank of New York Mellon
BNY
$106B
| $81.1M | 0.04% |
1,529,250
-51,129
| -3% | -$2.68M |
|
430
WisdomTree India Earnings Fund ETF
EPI
$2.05B
| $80.8M | 0.04% |
3,210,047
-7,367
| -0.2% | -$192K |
|
431
Marriott International
MAR
$101B
| $80.7M | 0.04% |
731,750
+396,902
| +119% | +$40.9M |
|
432
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
| $80.6M | 0.04% |
1,685,993
+82,408
| +5% | +$3.93M |
|
|
MON
433
CALL
DELISTED
Monsanto Co
MON
| $80.5M | 0.04% |
671,800
+415,800
| +162% | +$48.9M |
|
434
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
| $80.2M | 0.04% |
1,659,688
+52,118
| +3% | +$2.46M |
|
435
PUT
DuPont de Nemours
DD
$19B
| $80.2M | 0.04% |
457,312
+200,876
| +78% | +$33.5M |
|
436
iShares MSCI Japan ETF
EWJ
$21.3B
| $80M | 0.04% |
1,436,631
+113,538
| +9% | +$6.19M |
|
|
SHLX
437
DELISTED
Shell Midstream Partners, L.P.
SHLX
| $79.7M | 0.04% |
2,862,913
+48,498
| +2% | +$1.36M |
|
438
Dominion Energy
D
$62.1B
| $79.4M | 0.04% |
1,031,606
+7,062
| +0.7% | +$549K |
|
439
PUT
PayPal
PYPL
$50.3B
| $78.9M | 0.04% |
1,232,000
+764,000
| +163% | +$45.8M |
|
|
PXD
440
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $78.7M | 0.04% |
533,325
+453,625
| +569% | +$65.2M |
|
441
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
| $78.5M | 0.04% |
2,960,400
+1,276,200
| +76% | +$34.3M |
|
442
PUT
Nike
NKE
$63.9B
| $78.2M | 0.04% |
1,507,800
+305,400
| +25% | +$17.1M |
|
|
APC
443
DELISTED
Anadarko Petroleum
APC
| $78M | 0.04% |
1,596,664
-380,789
| -19% | -$16.8M |
|
444
CALL
BP
BP
$107B
| $77.6M | 0.04% |
2,237,809
+474,571
| +27% | +$15.1M |
|
445
Vanguard Extended Market ETF
VXF
$30.5B
| $77.5M | 0.04% |
723,524
-1,578,570
| -69% | -$163M |
|
446
Vanguard Intermediate-Term Bond ETF
BIV
$29B
| $76.7M | 0.04% |
905,665
-363,202
| -29% | -$30.8M |
|
|
JWN
447
DELISTED
Nordstrom
JWN
| $76.1M | 0.04% |
1,614,576
-5,692,677
| -78% | -$264M |
|
|
ESRX
448
DELISTED
Express Scripts Holding Company
ESRX
| $75.5M | 0.03% |
1,192,577
-202,060
| -14% | -$12.6M |
|
449
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.84B
| $75M | 0.03% |
1,744,979
+10,204
| +0.6% | +$440K |
|
450
Aptiv
APTV
$12.6B
| $75M | 0.03% |
762,484
+39,420
| +5% | +$3.72M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.