UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $70.9M | 0.04% |
4,500,696
+454,688
| +11% | +$7.12M |
|
427
iShares Russell Top 200 Growth ETF
IWY
$15.2B
| $70.8M | 0.04% |
1,150,695
-18,455
| -2% | -$1.1M |
|
428
Ares Capital
ARCC
$13.4B
| $70.6M | 0.04% |
4,060,887
+756,707
| +23% | +$13.1M |
|
429
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $70.5M | 0.04% |
1,341,489
+66,828
| +5% | +$3.5M |
|
|
YHOO
430
PUT
DELISTED
Yahoo Inc
YHOO
| $70.4M | 0.04% |
1,516,300
-373,500
| -20% | -$16.7M |
|
431
Vanguard Mega Cap Value ETF
MGV
$13.1B
| $70.3M | 0.04% |
1,026,400
+28,414
| +3% | +$1.95M |
|
432
PUT
Bristol-Myers Squibb
BMY
$129B
| $70.2M | 0.04% |
1,290,700
+609,400
| +89% | +$33.4M |
|
433
Charter Communications
CHTR
$17.3B
| $70M | 0.04% |
213,940
-2,332
| -1% | -$743K |
|
|
EEP
434
DELISTED
Enbridge Energy Partners
EEP
| $69.8M | 0.04% |
3,675,289
+1,433,022
| +64% | +$29M |
|
435
CALL
iShares MSCI ACWI ETF
ACWI
$32B
| $69.6M | 0.04% |
1,100,000
+1,000,000
| +1,000% | +$61.9M |
|
|
436
PUT
iShares MSCI ACWI ETF
ACWI
$32B
| $69.6M | 0.04% |
1,100,000
+910,000
| +479% | +$56.3M |
|
437
Capital One
COF
$128B
| $69M | 0.04% |
795,680
-113,453
| -12% | -$10.1M |
|
438
NGL Energy Partners
NGL
$1.94B
| $68.4M | 0.04% |
3,028,318
+590,835
| +24% | +$13.5M |
|
439
Invesco Mortgage Capital
IVR
$759M
| $68.3M | 0.04% |
442,789
+22,408
| +5% | +$3.38M |
|
440
iShares US Home Construction ETF
ITB
$2.32B
| $68.2M | 0.04% |
2,131,058
+814,179
| +62% | +$24.4M |
|
441
Constellation Brands
STZ
$22.5B
| $68.1M | 0.04% |
420,402
+111,202
| +36% | +$17.3M |
|
442
iShares Russell 3000 ETF
IWV
$19.2B
| $67.9M | 0.04% |
485,682
+17,327
| +4% | +$2.39M |
|
443
Fortinet
FTNT
$112B
| $67.8M | 0.04% |
8,841,525
-98,010
| -1% | -$693K |
|
444
Waste Management
WM
$95B
| $67.8M | 0.04% |
929,504
+38,647
| +4% | +$2.76M |
|
|
YHOO
445
CALL
DELISTED
Yahoo Inc
YHOO
| $67.7M | 0.04% |
1,459,608
+42,008
| +3% | +$1.88M |
|
446
PUT
VanEck Oil Services ETF
OIH
$1.97B
| $67.7M | 0.04% |
109,910
+39,760
| +57% | +$25.8M |
|
447
iShares Short Maturity Bond ETF
NEAR
$4.82B
| $67.4M | 0.04% |
1,341,244
-54,801
| -4% | -$2.75M |
|
448
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.45B
| $67.2M | 0.04% |
2,443,458
+265,460
| +12% | +$7.14M |
|
449
CALL
Tesla
TSLA
$1.18T
| $67.1M | 0.04% |
3,616,980
-4,319,520
| -54% | -$73.1M |
|
450
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
| $66.6M | 0.04% |
2,770,276
-563,862
| -17% | -$13.5M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.