UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
| $69.3M | 0.04% |
1,648,239
+225,434
| +16% | +$9.36M |
|
427
Texas Pacific Land
TPL
$26.9B
| $69.2M | 0.04% |
2,097,405
-552,870
| -21% | -$17.3M |
|
428
CALL
Alphabet (Google) Class A
GOOGL
$4.12T
| $69.1M | 0.04% |
1,744,000
-223,680
| -11% | -$8.94M |
|
429
Edwards Lifesciences
EW
$49.4B
| $68.5M | 0.04% |
2,192,502
+357,243
| +19% | +$11.6M |
|
|
LVLT
430
CALL
DELISTED
Level 3 Communications Inc
LVLT
| $67.9M | 0.04% |
+1,205,000
| New | +$63.7M |
|
431
Expedia Group
EXPE
$36.5B
| $67.4M | 0.04% |
594,802
+428,325
| +257% | +$52.2M |
|
432
Vanguard Morningstar Mega Cap Growth ETF
MGK
$31.3B
| $67.3M | 0.04% |
3,862,585
+348,080
| +10% | +$6.03M |
|
433
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.1B
| $67M | 0.04% |
997,986
+55,856
| +6% | +$3.6M |
|
434
International Paper
IP
$22.6B
| $66.8M | 0.04% |
1,329,918
-64,989
| -5% | -$3M |
|
435
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $66.7M | 0.04% |
1,274,661
-55,526
| -4% | -$2.95M |
|
436
iShares Russell Top 200 Growth ETF
IWY
$15.2B
| $65.8M | 0.04% |
1,169,150
-83,493
| -7% | -$4.65M |
|
437
Air Products & Chemicals
APD
$65.5B
| $65.8M | 0.04% |
457,807
+926
| +0.2% | +$130K |
|
438
Advance Auto Parts
AAP
$3.53B
| $65.8M | 0.04% |
389,079
+173,744
| +81% | +$27.3M |
|
439
Freeport-McMoran
FCX
$86.2B
| $65.7M | 0.04% |
4,982,243
+1,345,846
| +37% | +$17.2M |
|
|
B
440
Barrick Mining
B
$60.9B
| $65.5M | 0.04% |
4,099,397
-4,338,903
| -51% | -$68.8M |
|
|
AET
441
DELISTED
Aetna Inc
AET
| $64.9M | 0.04% |
523,612
-79,589
| -13% | -$9.53M |
|
442
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
| $64.9M | 0.04% |
2,570,407
+337,468
| +15% | +$8.33M |
|
443
Estee Lauder
EL
$30.4B
| $64.7M | 0.04% |
845,261
+491,572
| +139% | +$40M |
|
444
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $64.1M | 0.04% |
2,371,584
+403,663
| +21% | +$10.3M |
|
445
American Express
AXP
$224B
| $63.9M | 0.04% |
862,597
-107,072
| -11% | -$7.41M |
|
446
PUT
iShares MSCI South Korea ETF
EWY
$20.1B
| $63.5M | 0.04% |
1,192,300
+825,500
| +225% | +$45.1M |
|
447
Waste Management
WM
$95B
| $63.2M | 0.03% |
890,857
+26,115
| +3% | +$1.75M |
|
|
ICPT
448
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $62.9M | 0.03% |
579,120
| – | – |
|
449
Vanguard Energy ETF
VDE
$9.9B
| $62.4M | 0.03% |
596,505
+79,697
| +15% | +$7.97M |
|
450
iShares Russell 3000 ETF
IWV
$19.2B
| $62.3M | 0.03% |
468,355
+15,147
| +3% | +$1.96M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.