UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Vanguard Financials ETF
VFH
$13.5B
| $57.2M | 0.04% |
1,235,032
+76,593
| +7% | +$3.76M |
|
|
DSL
427
DoubleLine Income Solutions Fund
DSL
$1.23B
| $57M | 0.04% |
3,298,040
-238,120
| -7% | -$4.48M |
|
428
CALL
GE Aerospace
GE
$375B
| $55.9M | 0.04% |
462,750
+62,056
| +15% | +$7.6M |
|
|
429
PUT
Qualcomm
QCOM
$156B
| $55.9M | 0.04% |
1,039,600
-397,600
| -28% | -$23.6M |
|
430
PUT
Delta Air Lines
DAL
$57.9B
| $55.8M | 0.04% |
1,243,400
-370,600
| -23% | -$16.6M |
|
|
TWO
431
Two Harbors Investment
TWO
$1.27B
| $55.5M | 0.04% |
786,756
-109,406
| -12% | -$8.52M |
|
|
RAI
432
DELISTED
Reynolds American Inc
RAI
| $55.2M | 0.04% |
1,247,337
-1,034,365
| -45% | -$42.9M |
|
433
Murphy Oil
MUR
$5.55B
| $55.1M | 0.04% |
2,276,992
-841,726
| -27% | -$26.9M |
|
434
Eversource Energy
ES
$27.2B
| $54.9M | 0.04% |
1,084,944
-5,675,056
| -84% | -$273M |
|
435
Stanley Black & Decker
SWK
$14.4B
| $54.6M | 0.04% |
562,759
-818,492
| -59% | -$84.3M |
|
436
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
| $54.5M | 0.04% |
1,782,400
-781,200
| -30% | -$26.3M |
|
437
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $54.5M | 0.04% |
1,133,514
-155,685
| -12% | -$8M |
|
|
YHOO
438
PUT
DELISTED
Yahoo Inc
YHOO
| $54.1M | 0.04% |
1,872,000
-454,300
| -20% | -$15.8M |
|
|
MON
439
DELISTED
Monsanto Co
MON
| $53.9M | 0.04% |
631,307
-67,445
| -10% | -$6.66M |
|
440
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $53.8M | 0.04% |
1,961,605
+76,479
| +4% | +$2.11M |
|
441
CALL
Home Depot
HD
$331B
| $53.5M | 0.04% |
463,100
+190,900
| +70% | +$22.1M |
|
442
PVH
PVH
$4.01B
| $53.5M | 0.04% |
524,443
+16,917
| +3% | +$1.92M |
|
443
PUT
Blackstone
BX
$103B
| $53.4M | 0.04% |
1,717,423
+353,084
| +26% | +$12.8M |
|
444
PUT
Yum! Brands
YUM
$42.3B
| $53.4M | 0.04% |
928,632
-1,673,234
| -64% | -$101M |
|
445
Caterpillar
CAT
$378B
| $53.3M | 0.04% |
815,248
-561,053
| -41% | -$42.9M |
|
446
LyondellBasell Industries
LYB
$20B
| $53.2M | 0.04% |
638,370
+124,680
| +24% | +$11.1M |
|
447
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
| $53M | 0.04% |
2,118,984
+208,967
| +11% | +$5.22M |
|
448
iShares Russell Top 200 Value ETF
IWX
$3.98B
| $52.9M | 0.04% |
1,354,577
+11,033
| +0.8% | +$461K |
|
|
TWC
449
PUT
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $52.8M | 0.04% |
294,400
-10,000
| -3% | -$1.87M |
|
450
Royal Bank of Canada
RY
$293B
| $52.8M | 0.04% |
955,116
+163,315
| +21% | +$9.3M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.