UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4451
CALL
BILL Holdings
BILL
$4.85B
| $651K | ﹤0.01% |
+6,000
| New | +$683K |
|
4452
PUT
Rithm Capital
RITM
$5.71B
| $650K | ﹤0.01% |
+70,000
| New | +$690K |
|
4453
John Wiley & Sons Class A
WLY
$2.63B
| $650K | ﹤0.01% |
17,481
+7,411
| +74% | +$263K |
|
|
NXRT
4454
NexPoint Residential Trust
NXRT
$631M
| $649K | ﹤0.01% |
20,161
-12,034
| -37% | -$474K |
|
4455
Enerpac Tool Group
EPAC
$1.91B
| $648K | ﹤0.01% |
24,503
-19,475
| -44% | -$520K |
|
|
NVEE
4456
DELISTED
NV5 Global
NVEE
| $647K | ﹤0.01% |
26,904
-32,504
| -55% | -$838K |
|
4457
Invesco Next Gen Connectivity ETF
KNCT
$166M
| $644K | ﹤0.01% |
8,432
-553
| -6% | -$43.6K |
|
|
PNF
4458
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $644K | ﹤0.01% |
89,347
-4,098
| -4% | -$33.1K |
|
|
CTR
4459
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
| $640K | ﹤0.01% |
19,966
+2,862
| +17% | +$93.4K |
|
|
NKLA
4460
DELISTED
Nikola Corporation Common Stock
NKLA
| $640K | ﹤0.01% |
13,579
-19,735
| -59% | -$1.03M |
|
4461
Invesco Mortgage Capital
IVR
$802M
| $639K | ﹤0.01% |
63,876
-38,400
| -38% | -$424K |
|
4462
CALL
Akamai
AKAM
$17.6B
| $639K | ﹤0.01% |
+6,000
| New | +$597K |
|
4463
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.82B
| $638K | ﹤0.01% |
16,111
+1,150
| +8% | +$50.1K |
|
4464
Global X Video Games & Esports ETF
HERO
$66.8M
| $638K | ﹤0.01% |
34,213
+15,918
| +87% | +$317K |
|
4465
IonQ
IONQ
$18.2B
| $638K | ﹤0.01% |
42,880
-167,027
| -80% | -$2.62M |
|
4466
PUT
Tencent Music
TME
$14.2B
| $638K | ﹤0.01% |
+100,000
| New | +$667K |
|
4467
CALL
Energy Vault
NRGV
$669M
| $638K | ﹤0.01% |
250,000
-550,000
| -69% | -$1.65M |
|
4468
Fresenius Medical Care
FMS
$12.6B
| $637K | ﹤0.01% |
29,595
-7,689
| -21% | -$187K |
|
4469
Fidelity Corporate Bond ETF
FCOR
$353M
| $637K | ﹤0.01% |
14,563
+3,065
| +27% | +$138K |
|
4470
Tenaris
TS
$26.8B
| $637K | ﹤0.01% |
20,143
-14,769
| -42% | -$477K |
|
|
ELME
4471
Elme Communities
ELME
$144M
| $635K | ﹤0.01% |
46,532
-73,466
| -61% | -$1.14M |
|
|
EQRX
4472
DELISTED
EQRx, Inc. Common Stock
EQRX
| $633K | ﹤0.01% |
285,286
-45,505
| -14% | -$97.4K |
|
4473
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
| $633K | ﹤0.01% |
24,117
+2,085
| +9% | +$57.3K |
|
4474
Plexus
PLXS
$7.25B
| $633K | ﹤0.01% |
6,807
-13,781
| -67% | -$1.34M |
|
4475
BancFirst
BANF
$3.84B
| $633K | ﹤0.01% |
7,295
-12,494
| -63% | -$1.18M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.