UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4426
Ecovyst
ECVT
$1.09B
| $665K | ﹤0.01% |
67,542
+49,724
| +279% | +$531K |
|
4427
VanEck Retail ETF
RTH
$259M
| $665K | ﹤0.01% |
3,959
+1,159
| +41% | +$204K |
|
4428
Anavex Life Sciences
AVXL
$316M
| $664K | ﹤0.01% |
101,381
-31,393
| -24% | -$250K |
|
4429
Citizens
CIA
$199M
| $664K | ﹤0.01% |
232,948
+11,386
| +5% | +$32.5K |
|
4430
Bread Financial
BFH
$4.46B
| $661K | ﹤0.01% |
19,333
-29,375
| -60% | -$1.08M |
|
4431
Joby Aviation
JOBY
$8.17B
| $660K | ﹤0.01% |
102,346
-187,304
| -65% | -$1.48M |
|
4432
AN2 Therapeutics
ANTX
$237M
| $660K | ﹤0.01% |
41,046
-8,627
| -17% | -$97.7K |
|
|
CNSL
4433
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $660K | ﹤0.01% |
192,893
-58,430
| -23% | -$215K |
|
|
DPG
4434
Duff & Phelps Utility and Infrastructure Fund
DPG
$527M
| $659K | ﹤0.01% |
76,506
-21,574
| -22% | -$206K |
|
4435
Global X SuperDividend US ETF
DIV
$780M
| $659K | ﹤0.01% |
40,670
-1,099
| -3% | -$18.4K |
|
4436
Invesco Golden Dragon China ETF
PGJ
$93.2M
| $658K | ﹤0.01% |
24,329
+380
| +2% | +$10.8K |
|
4437
Granite Construction
GVA
$5.41B
| $658K | ﹤0.01% |
17,298
-18,880
| -52% | -$767K |
|
4438
CVB Financial
CVBF
$4.05B
| $658K | ﹤0.01% |
39,683
-9,671
| -20% | -$164K |
|
4439
Health Catalyst
HCAT
$135M
| $657K | ﹤0.01% |
64,911
+22,611
| +53% | +$270K |
|
|
SDHY
4440
PGIM Short Duration High Yield Opportunities Fund
SDHY
$403M
| $656K | ﹤0.01% |
45,281
+3,127
| +7% | +$47.1K |
|
4441
Varex Imaging
VREX
$778M
| $656K | ﹤0.01% |
34,888
-5,553
| -14% | -$116K |
|
4442
Allogene Therapeutics
ALLO
$683M
| $655K | ﹤0.01% |
206,759
-90,253
| -30% | -$396K |
|
4443
SITE Centers
SITC
$156M
| $655K | ﹤0.01% |
68,108
-229,939
| -77% | -$2.42M |
|
|
BRKL
4444
DELISTED
Brookline Bancorp
BRKL
| $655K | ﹤0.01% |
71,910
+37,862
| +111% | +$366K |
|
4445
New York Times
NYT
$10.3B
| $655K | ﹤0.01% |
15,898
-59,606
| -79% | -$2.51M |
|
4446
Travere Therapeutics
TVTX
$5.86B
| $654K | ﹤0.01% |
73,185
-62,137
| -46% | -$877K |
|
4447
Accel Entertainment
ACEL
$1B
| $654K | ﹤0.01% |
59,718
+13,884
| +30% | +$155K |
|
4448
Astec Industries
ASTE
$994M
| $652K | ﹤0.01% |
13,839
-12,429
| -47% | -$614K |
|
|
AMPS
4449
DELISTED
Altus Power
AMPS
| $652K | ﹤0.01% |
124,124
+113,897
| +1,114% | +$697K |
|
4450
Winmark
WINA
$1.26B
| $651K | ﹤0.01% |
1,746
-477
| -21% | -$173K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.