UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RNAM
4351
DELISTED
Avidity Biosciences
RNAM
| $740K | ﹤0.01% |
115,964
-67,102
| -37% | -$578K |
|
|
PNI
4352
PIMCO New York Municipal Income Fund II
PNI
$77.9M
| $738K | ﹤0.01% |
114,970
+7,197
| +7% | +$52.4K |
|
|
NBP
4353
NovaBridge Biosciences American Depositary Shares
NBP
$220M
| $737K | ﹤0.01% |
558,553
+20,894
| +4% | +$45.9K |
|
4354
Columbia India Consumer ETF
INCO
$239M
| $735K | ﹤0.01% |
13,891
+7,580
| +120% | +$399K |
|
4355
Arm
ARM
$298B
| $733K | ﹤0.01% |
+13,705
| New | +$758K |
|
|
ATRI
4356
DELISTED
Atrion Corp
ATRI
| $733K | ﹤0.01% |
1,775
-64
| -3% | -$32.1K |
|
4357
Ginkgo Bioworks
DNA
$488M
| $733K | ﹤0.01% |
10,126
+3,679
| +57% | +$294K |
|
|
OEFA
4358
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.6M
| $732K | ﹤0.01% |
28,489
+12,418
| +77% | +$338K |
|
4359
Compañía de Cervecerías Unidas
CCU
$2.16B
| $732K | ﹤0.01% |
58,110
-2,251
| -4% | -$34.3K |
|
4360
PUT
HealthEquity
HQY
$8.83B
| $731K | ﹤0.01% |
10,000
| – | – |
|
4361
Vicor
VICR
$10.4B
| $730K | ﹤0.01% |
12,395
-1,293
| -9% | -$85.7K |
|
4362
IPG Photonics
IPGP
$3.57B
| $728K | ﹤0.01% |
7,170
-49,780
| -87% | -$5.62M |
|
4363
Centrus Energy
LEU
$3.83B
| $727K | ﹤0.01% |
12,812
-8,435
| -40% | -$363K |
|
4364
Diebold Nixdorf
DBD
$2.45B
| $726K | ﹤0.01% |
+38,355
| New | +$728K |
|
4365
Community Bank
CBU
$3.46B
| $725K | ﹤0.01% |
17,183
-21,108
| -55% | -$1M |
|
4366
Integer Holdings
ITGR
$4.25B
| $725K | ﹤0.01% |
9,244
-14,580
| -61% | -$1.24M |
|
4367
Caribou Biosciences
CRBU
$160M
| $724K | ﹤0.01% |
151,506
+35,628
| +31% | +$221K |
|
|
GRFS
4368
Grifois
GRFS
$5.4B
| $724K | ﹤0.01% |
79,210
-14,237
| -15% | -$139K |
|
4369
Digital Turbine
APPS
$1.53B
| $721K | ﹤0.01% |
119,225
-75,308
| -39% | -$671K |
|
|
BFZ
4370
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $720K | ﹤0.01% |
70,000
+5,789
| +9% | +$65.4K |
|
|
CLCO
4371
DELISTED
Cool Company
CLCO
| $715K | ﹤0.01% |
51,624
+4,569
| +10% | +$62.6K |
|
4372
CALL
UDR
UDR
$12.2B
| $713K | ﹤0.01% |
+20,000
| New | +$797K |
|
4373
Alarm.com
ALRM
$2.74B
| $713K | ﹤0.01% |
11,663
-4,584
| -28% | -$259K |
|
|
SBI
4374
Western Asset Intermediate Muni Fund
SBI
$109M
| $713K | ﹤0.01% |
99,516
+2,295
| +2% | +$17.2K |
|
|
DM
4375
DELISTED
Desktop Metal, Inc.
DM
| $712K | ﹤0.01% |
48,784
+3,071
| +7% | +$51K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.